GERKEN R JAY — SEC Form 4 filings
SEC reporting owner CIK 1240501. 14 Form 4 filings on record with FilingPulse; latest filed 2026-06-25.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-02-02 to 2026-06-25. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 2,500 shares, $27,388 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 22.
- Largest priced transaction: purchase of 2,500 shares @ $10.96 ($27,388) in ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND, filed 2026-05-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND (AFB) | Director | 1 | 1 leg · 2,500 sh · $27,388 | — | — |
| ASSOCIATED BANC-CORP (ASB) | Director | 12 | — | — | 21 |
| AB Multi-Manager Alternative Fund (N) | — | 1 | — | — | 1 |
Form 4 filings — GERKEN R JAY
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-25 | 4 | AB Multi-Manager Alternative Fund (N) | Other (J): 11,276.41 @ $12.24 | EDGAR |
| 2026-05-27 | 4 | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND (AFB) | Purchase (P): 2,500 @ $10.96 | EDGAR |
| 2026-03-17 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 44 @ $24.59 · Grant/award (A): 340 @ $24.59 | EDGAR |
| 2026-02-03 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 4,585 @ $27.26 | EDGAR |
| 2025-12-16 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 45 @ $26.94 · Grant/award (A): 307 @ $26.94 | EDGAR |
| 2025-09-17 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 45 @ $25.92 · Grant/award (A): 303 @ $25.92 | EDGAR |
| 2025-06-18 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 50 @ $22.96 · Grant/award (A): 340 @ $22.96 | EDGAR |
| 2025-03-19 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 51 @ $22.22 · Grant/award (A): 348 @ $22.22 | EDGAR |
| 2025-02-03 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 4,972 @ $25.14 | EDGAR |
| 2024-12-17 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 55 @ $25.72 · Grant/award (A): 298 @ $25.72 | EDGAR |
| 2024-09-17 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 63 @ $21.36 · Grant/award (A): 339 @ $21.36 | EDGAR |
| 2024-06-20 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 65 @ $20.25 · Grant/award (A): 355 @ $20.25 | EDGAR |
| 2024-03-19 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 65 @ $20.25 · Grant/award (A): 352 @ $20.25 | EDGAR |
| 2024-02-02 | 4 | ASSOCIATED BANC-CORP (ASB) | Grant/award (A): 5,998 @ $20.84 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1240501 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →