SPOHLER BRUCE J — SEC Form 4 filings
SEC reporting owner CIK 1240586. 8 Form 4 filings on record with FilingPulse; latest filed 2026-03-17.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-03-06 to 2026-03-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 9 legs across 4 filings — 387,577 shares, $6,078,191 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 15.
- Largest priced transaction: purchase of 89,800 shares @ $14.73 ($1,322,754) in SLR Investment Corp., filed 2026-03-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SLR Investment Corp. (SLRC) | See Remarks, Director | 8 | 9 legs · 387,577 sh · $6,078,191 | — | 15 |
Form 4 filings — SPOHLER BRUCE J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-17 | 4 | SLR Investment Corp. (SLRC) | Option exercise (M): 354,511.38 · Grant/award (A): 354,511.38 · Code (E): 10,986.60 (derivative) · Option exercise (M): 354,511.38 (derivative) @ $0 · Grant/award (A): 466,378.43 (derivative) @ $0 | EDGAR |
| 2026-03-05 | 4 | SLR Investment Corp. (SLRC) | Purchase (P): 89,800 @ $14.73 · Purchase (P): 15,019 @ $14.83 | EDGAR |
| 2025-03-17 | 4/A | SLR Investment Corp. (SLRC) | Purchase (P): 43,200 @ $17.64 · Purchase (P): 36,822 @ $17.51 | EDGAR |
| 2025-03-17 | 4 | SLR Investment Corp. (SLRC) | Option exercise (M): 311,588.03 · Grant/award (A): 311,588.03 · Option exercise (M): 311,588.03 (derivative) @ $0 · Grant/award (A): 391,610.03 (derivative) @ $0 | EDGAR |
| 2025-03-06 | 4 | SLR Investment Corp. (SLRC) | Grant/award (A): 43,200 @ $17.64 · Grant/award (A): 36,822 @ $17.51 | EDGAR |
| 2024-03-15 | 4 | SLR Investment Corp. (SLRC) | Option exercise (M): 202,577.39 · Grant/award (A): 202,577.39 · Option exercise (M): 202,577.39 (derivative) @ $0 · Grant/award (A): 405,313.39 (derivative) @ $0 | EDGAR |
| 2024-03-08 | 4 | SLR Investment Corp. (SLRC) | Purchase (P): 46,700 @ $15.44 · Purchase (P): 46,700 @ $15.72 · Purchase (P): 22,636 @ $15.74 | EDGAR |
| 2024-03-06 | 4 | SLR Investment Corp. (SLRC) | Purchase (P): 40,000 @ $15.08 · Purchase (P): 46,700 @ $15.23 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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