BUZBY DAVID S — SEC Form 4 filings
SEC reporting owner CIK 1244203. 14 Form 4 filings on record with FilingPulse; latest filed 2026-08-11.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-01-29 to 2026-08-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 3 filings — 192,600 shares, $352,356 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: purchase of 62,500 shares @ $1.84 ($115,000) in STEM, INC., filed 2024-06-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| STEM, INC. (STEM) | Director | 12 | 4 legs · 192,600 sh · $352,356 | — | 15 |
| Spring Valley Acquisition Corp. II (SVII) | Director | 2 | — | — | 3 |
Form 4 filings — BUZBY DAVID S
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-11 | 4 | STEM, INC. (STEM) | Option exercise (M): 7,486 · Option exercise (M): 7,486 (derivative) @ $0 | EDGAR |
| 2026-06-04 | 4 | STEM, INC. (STEM) | Grant/award (A): 12,168 (derivative) @ $0 | EDGAR |
| 2026-02-26 | 4 | Spring Valley Acquisition Corp. II (SVII) | Disposition to issuer (D): 40,000 | EDGAR |
| 2025-07-08 | 4 | STEM, INC. (STEM) | Gift (G): 5,511 @ $0 · Gift (G): 5,511 @ $0 | EDGAR |
| 2025-06-06 | 4 | STEM, INC. (STEM) | Grant/award (A): 149,723 (derivative) @ $0 | EDGAR |
| 2025-06-02 | 4 | STEM, INC. (STEM) | Option exercise (M): 110,236 @ $0 · Option exercise (M): 110,236 (derivative) @ $0 | EDGAR |
| 2025-01-16 | 4 | STEM, INC. (STEM) | Grant/award (A): 66,667 (derivative) @ $0 | EDGAR |
| 2024-08-30 | 4 | STEM, INC. (STEM) | Grant/award (A): 400,000 (derivative) @ $0 | EDGAR |
| 2024-06-10 | 4/A | STEM, INC. (STEM) | Gift (G): 20,498 @ $0 · Gift (G): 20,498 @ $0 · Purchase (P): 62,500 @ $1.84 · Purchase (P): 33,800 @ $1.81 | EDGAR |
| 2024-06-10 | 4 | STEM, INC. (STEM) | Option exercise (M): 23,489 @ $0 · Option exercise (M): 23,489 (derivative) @ $0 | EDGAR |
| 2024-05-30 | 4 | STEM, INC. (STEM) | Grant/award (A): 110,236 (derivative) @ $0 | EDGAR |
| 2024-03-20 | 4 | STEM, INC. (STEM) | Purchase (P): 33,800 @ $1.81 | EDGAR |
| 2024-03-18 | 4 | STEM, INC. (STEM) | Purchase (P): 62,500 @ $1.84 | EDGAR |
| 2024-01-29 | 4 | Spring Valley Acquisition Corp. II (SVII) | Conversion (C): 40,000 · Conversion (C): 40,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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