HEARD DAVID W — SEC Form 4 filings
SEC reporting owner CIK 1245146. 13 Form 4 filings on record with FilingPulse; latest filed 2026-05-20.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-03-06 to 2026-05-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 35.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Infinera Corp (INFN) | Chief Executive Officer, Director | 12 | — | — | 34 |
| Penguin Solutions, Inc. (PENG) | Director | 1 | — | — | 1 |
Form 4 filings — HEARD DAVID W
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-20 | 4 | Penguin Solutions, Inc. (PENG) | Grant/award (A): 4,485 @ $0 | EDGAR |
| 2025-03-03 | 4 | Infinera Corp (INFN) | Grant/award (A): 412,500 @ $0 · Disposition to issuer (D): 1,512,989 · Grant/award (A): 305,432 (derivative) @ $0 · Grant/award (A): 623,334 (derivative) @ $0 · Disposition to issuer (D): 2,121,150 (derivative) @ $0 | EDGAR |
| 2025-01-15 | 4 | Infinera Corp (INFN) | Grant/award (A): 650,000 (derivative) @ $0 | EDGAR |
| 2025-01-07 | 4 | Infinera Corp (INFN) | Option exercise (M): 28,125 @ $0 · Tax withholding (F): 8,416 @ $6.59 · Option exercise (M): 28,125 (derivative) @ $0 | EDGAR |
| 2024-12-06 | 4 | Infinera Corp (INFN) | Option exercise (M): 19,259 @ $0 · Tax withholding (F): 8,760 @ $6.63 · Option exercise (M): 19,259 (derivative) @ $0 | EDGAR |
| 2024-10-08 | 4 | Infinera Corp (INFN) | Option exercise (M): 28,125 @ $0 · Tax withholding (F): 11,311 @ $6.75 · Option exercise (M): 28,125 (derivative) @ $0 | EDGAR |
| 2024-09-06 | 4 | Infinera Corp (INFN) | Option exercise (M): 19,259 @ $0 · Tax withholding (F): 8,882 @ $6.21 · Option exercise (M): 19,259 (derivative) @ $0 | EDGAR |
| 2024-07-09 | 4 | Infinera Corp (INFN) | Option exercise (M): 28,124 @ $0 · Tax withholding (F): 11,351 @ $6.15 · Option exercise (M): 28,124 (derivative) @ $0 | EDGAR |
| 2024-06-07 | 4 | Infinera Corp (INFN) | Option exercise (M): 19,259 @ $0 · Tax withholding (F): 7,579 @ $5.51 · Option exercise (M): 19,259 (derivative) @ $0 | EDGAR |
| 2024-05-14 | 4 | Infinera Corp (INFN) | Grant/award (A): 179,567 @ $0 · Tax withholding (F): 81,930 @ $5.06 | EDGAR |
| 2024-04-08 | 4 | Infinera Corp (INFN) | Option exercise (M): 126,836 @ $0 · Tax withholding (F): 51,040 @ $5.80 · Option exercise (M): 14,334 (derivative) @ $0 · Option exercise (M): 112,502 (derivative) @ $0 | EDGAR |
| 2024-03-12 | 4 | Infinera Corp (INFN) | Grant/award (A): 382,500 (derivative) @ $0 | EDGAR |
| 2024-03-06 | 4 | Infinera Corp (INFN) | Option exercise (M): 19,259 @ $0 · Tax withholding (F): 7,543 @ $5.15 · Option exercise (M): 19,259 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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