KAY STEPHEN H — SEC Form 4 filings
SEC reporting owner CIK 1247487. 3 Form 4 filings on record with FilingPulse; latest filed 2024-06-17.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-03-05 to 2024-06-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 19,756 shares, $1,136,018 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: sale of 12,124 shares @ $55.59 ($673,973) in ROKU, INC, filed 2024-06-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROKU, INC (ROKU) | SVP General Counsel, Secretary | 3 | — | 3 legs · 19,756 sh · $1,136,018 | 14 |
Form 4 filings — KAY STEPHEN H
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-06-17 | 4 | ROKU, INC (ROKU) | Conversion (C): 21,993 · Sale (S): 12,124 @ $55.59 · Option exercise (M): 21,993 (derivative) @ $6.12 · Option exercise (M): 21,993 (derivative) @ $6.12 · Conversion (C): 21,993 (derivative) @ $0 | EDGAR |
| 2024-06-05 | 4 | ROKU, INC (ROKU) | Option exercise (M): 7,735 @ $0 · Tax withholding (F): 3,836 @ $57.94 · Sale (S): 3,322 @ $57.09 · Option exercise (M): 2,151 (derivative) @ $0 · Option exercise (M): 4,439 (derivative) @ $0 · Option exercise (M): 1,145 (derivative) @ $0 | EDGAR |
| 2024-03-05 | 4 | ROKU, INC (ROKU) | Option exercise (M): 7,734 @ $0 · Tax withholding (F): 2,678 @ $63.35 · Sale (S): 4,310 @ $63.20 · Option exercise (M): 2,151 (derivative) @ $0 · Option exercise (M): 4,439 (derivative) @ $0 · Option exercise (M): 1,144 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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