HOROWITZ RICHARD M — SEC Form 4 filings
SEC reporting owner CIK 1247606. 8 Form 4 filings on record with FilingPulse; latest filed 2026-05-27.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-01-18 to 2026-05-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 75,000 shares, $1,278,048 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: sale of 67,500 shares @ $18.10 ($1,221,770) in TRIO-TECH INTERNATIONAL, filed 2026-05-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TRIO-TECH INTERNATIONAL (TRT) | Director, 10% owner | 8 | — | 2 legs · 75,000 sh · $1,278,048 | 9 |
Form 4 filings — HOROWITZ RICHARD M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-27 | 4 | TRIO-TECH INTERNATIONAL (TRT) | Sale (S): 67,500 @ $18.10 | EDGAR |
| 2026-02-18 | 4 | TRIO-TECH INTERNATIONAL (TRT) | Option exercise (M): 40,056 @ $2.64 · Option exercise (M): 40,056 (derivative) @ $0 | EDGAR |
| 2026-01-13 | 4 | TRIO-TECH INTERNATIONAL (TRT) | Grant/award (A): 70,000 (derivative) @ $0 | EDGAR |
| 2026-01-09 | 4 | TRIO-TECH INTERNATIONAL (TRT) | Sale (S): 7,500 @ $7.50 | EDGAR |
| 2025-03-27 | 4 | TRIO-TECH INTERNATIONAL (TRT) | Grant/award (A): 35,000 (derivative) @ $0 | EDGAR |
| 2025-03-17 | 4 | TRIO-TECH INTERNATIONAL (TRT) | Option exercise (M): 20,000 @ $2.53 · Option exercise (M): 20,000 (derivative) @ $0 | EDGAR |
| 2024-04-09 | 4 | TRIO-TECH INTERNATIONAL (TRT) | Option exercise (M): 20,000 @ $3.28 · Option exercise (M): 20,000 (derivative) @ $0 | EDGAR |
| 2024-01-18 | 4 | TRIO-TECH INTERNATIONAL (TRT) | Grant/award (A): 35,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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