SCHIFTER RICHARD P — SEC Form 4 filings
SEC reporting owner CIK 1249554. 17 Form 4 filings on record with FilingPulse; latest filed 2026-09-01.
Transaction summary — filings shown
Covers all 17 filings on record, filed 2024-03-28 to 2026-09-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 41.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LPL Financial Holdings Inc. (LPLA) | Director | 17 | — | — | 41 |
Form 4 filings — SCHIFTER RICHARD P
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-01 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 14 @ $0 | EDGAR |
| 2026-06-08 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 19 @ $0 | EDGAR |
| 2026-05-19 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 712 @ $0 · Grant/award (A): 348 @ $0 | EDGAR |
| 2026-03-26 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 19 @ $0 | EDGAR |
| 2026-01-02 | 4 | LPL Financial Holdings Inc. (LPLA) | Gift (G): 1,145.26 @ $0 | EDGAR |
| 2025-12-03 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 14 @ $0 | EDGAR |
| 2025-09-03 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 14 @ $0 | EDGAR |
| 2025-06-16 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 13 @ $0 | EDGAR |
| 2025-06-04 | 4 | LPL Financial Holdings Inc. (LPLA) | Gift (G): 238 @ $0 | EDGAR |
| 2025-05-28 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 602 @ $0 · Grant/award (A): 308 @ $0 | EDGAR |
| 2025-03-26 | 4 | LPL Financial Holdings Inc. (LPLA) | Gift (G): 110 @ $0 · Gift (G): 110 @ $0 · Gift (G): 110 @ $0 · Gift (G): 110 @ $0 · Gift (G): 110 @ $0 · Gift (G): 110 @ $0 · +6 more | EDGAR |
| 2024-12-04 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 16 @ $0 | EDGAR |
| 2024-08-27 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 27 @ $0 | EDGAR |
| 2024-08-13 | 4 | LPL Financial Holdings Inc. (LPLA) | Gift (G): 182 @ $0 · Gift (G): 182 @ $0 · Gift (G): 182 @ $0 · Gift (G): 182 @ $0 · Gift (G): 182 @ $0 · Gift (G): 182 @ $0 · +5 more | EDGAR |
| 2024-06-06 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 20 @ $0 | EDGAR |
| 2024-05-14 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 699 @ $0 · Grant/award (A): 378 @ $0 | EDGAR |
| 2024-03-28 | 4 | LPL Financial Holdings Inc. (LPLA) | Grant/award (A): 22 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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