MERKEL STEPHEN M — SEC Form 4 filings
SEC reporting owner CIK 1251144. 7 Form 4 filings on record with FilingPulse; latest filed 2026-08-28.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-04-01 to 2026-08-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BGC Group, Inc. (BGC) | Chairman of the Board & GC, Director | 4 | — | — | 6 |
| NEWMARK GROUP, INC. (NMRK) | Chairman of the Board & CLO, Director | 3 | — | — | 5 |
Form 4 filings — MERKEL STEPHEN M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-28 | 4 | NEWMARK GROUP, INC. (NMRK) | Grant/award (A): 41,963 · Tax withholding (F): 10,349 @ $15.54 | EDGAR |
| 2026-04-01 | 4 | BGC Group, Inc. (BGC) | Grant/award (A): 77,882 @ $9.84 · Tax withholding (F): 16,576 @ $9.84 | EDGAR |
| 2026-02-26 | 4 | NEWMARK GROUP, INC. (NMRK) | Disposition to issuer (D): 59,601 @ $14.65 | EDGAR |
| 2025-10-06 | 4 | BGC Group, Inc. (BGC) | Disposition to issuer (D): 16,511 @ $9.21 | EDGAR |
| 2025-07-31 | 4 | NEWMARK GROUP, INC. (NMRK) | Grant/award (A): 68,302 · Tax withholding (F): 13,158 @ $14.37 | EDGAR |
| 2025-04-01 | 4 | BGC Group, Inc. (BGC) | Grant/award (A): 72,751 · Tax withholding (F): 8,529 @ $9.22 | EDGAR |
| 2024-04-01 | 4 | BGC Group, Inc. (BGC) | Grant/award (A): 77,106 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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