SMITH WILLIAM W JR — SEC Form 4 filings
SEC reporting owner CIK 1251368. 40 Form 4 filings on record with FilingPulse; latest filed 2026-09-15.
Transaction summary — filings shown
Covers all 40 filings on record, filed 2024-01-22 to 2026-09-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 4 filings — 100,963 shares, $59,509 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 61.
- Largest priced transaction: sale of 38,697 shares @ $0.60 ($23,327) in SMITH MICRO SOFTWARE, INC., filed 2025-12-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SMITH MICRO SOFTWARE, INC. (SMSI) | Executive Chairman, Director, 10% owner | 40 | — | 5 legs · 100,963 sh · $59,509 | 61 |
Form 4 filings — SMITH WILLIAM W JR
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-15 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 456 @ $2.90 | EDGAR |
| 2026-08-20 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 963 @ $2.87 | EDGAR |
| 2026-05-18 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 1,618 @ $0.87 | EDGAR |
| 2026-04-28 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 1,618 @ $0.70 | EDGAR |
| 2026-03-16 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 4,943 @ $0.85 | EDGAR |
| 2026-03-10 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 8,818,254 (derivative) · Grant/award (A) | EDGAR |
| 2026-03-06 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 43,366 @ $0.52 · Disposition to issuer (D): 12,626 @ $0 | EDGAR |
| 2026-02-24 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Disposition to issuer (D): 9,706 @ $0 | EDGAR |
| 2026-02-05 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 1,480,165 (derivative) | EDGAR |
| 2025-12-17 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 1,000 @ $0.62 | EDGAR |
| 2025-12-11 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 119,049 @ $0 · Sale (S): 38,697 @ $0.60 · Sale (S): 36,597 @ $0.58 | EDGAR |
| 2025-11-13 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 1,000 @ $0.78 · Disposition to issuer (D): 12,901 @ $0 · Tax withholding (F): 30,813 @ $0.70 | EDGAR |
| 2025-11-10 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 2,236,136 @ $0.67 · Grant/award (A): 2,236,136 (derivative) | EDGAR |
| 2025-09-30 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Gift (G): 47,473 @ $0 · Gift (G): 47,473 @ $0 | EDGAR |
| 2025-09-18 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 518,561 (derivative) | EDGAR |
| 2025-09-15 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 1,001 @ $0.70 · Grant/award (A): 467,781 (derivative) | EDGAR |
| 2025-08-18 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 105,635 @ $0 · Tax withholding (F): 21,473 @ $0.82 · Disposition to issuer (D): 4,529 @ $0 | EDGAR |
| 2025-05-14 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Disposition to issuer (D): 1,500 @ $0 · Tax withholding (F): 15,374 @ $0.94 · Gift (G): 65,050 @ $0 · Gift (G): 65,050 @ $0 | EDGAR |
| 2025-04-21 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 9,904 @ $0.81 | EDGAR |
| 2025-03-13 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Disposition to issuer (D): 991 @ $0 · Tax withholding (F): 9,209 @ $0.71 | EDGAR |
| 2025-03-07 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 175,000 @ $0 · Grant/award (A): 123,967 @ $0 | EDGAR |
| 2025-02-20 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 635 @ $1.41 | EDGAR |
| 2025-01-21 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Gift (G): 49,776 @ $0 · Gift (G): 49,776 @ $0 · Tax withholding (F): 4,969 @ $1.23 | EDGAR |
| 2024-12-18 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 81 @ $0.79 · Tax withholding (F): 553 @ $0.77 | EDGAR |
| 2024-12-04 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Sale (S): 7,066 @ $0.78 | EDGAR |
| 2024-11-14 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Disposition to issuer (D): 645 @ $0 · Tax withholding (F): 7,770 @ $0.90 | EDGAR |
| 2024-10-22 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 4,317 @ $1.02 | EDGAR |
| 2024-10-03 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 2,575,107 @ $1.17 · Grant/award (A): 2,575,107 (derivative) | EDGAR |
| 2024-09-19 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 554 @ $0.58 | EDGAR |
| 2024-08-21 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 82 @ $0.84 | EDGAR |
| 2024-08-14 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Disposition to issuer (D): 283 @ $0 · Tax withholding (F): 3,125 @ $0.85 | EDGAR |
| 2024-07-24 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 1,931 @ $2.28 | EDGAR |
| 2024-07-10 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 63,294 @ $0 | EDGAR |
| 2024-06-25 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 541 @ $2.22 | EDGAR |
| 2024-05-22 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 1,271 @ $2.43 · Tax withholding (F): 4,745 @ $2.47 | EDGAR |
| 2024-03-21 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 11,866 @ $0.34 | EDGAR |
| 2024-03-15 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Sale (S): 11,651 @ $0.35 | EDGAR |
| 2024-02-23 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Grant/award (A): 175,000 @ $0 · Grant/award (A): 175,000 @ $0 · Tax withholding (F): 5,060 @ $0.78 · Disposition to issuer (D): 13,586 @ $0 | EDGAR |
| 2024-01-24 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Sale (S): 6,952 @ $0.77 | EDGAR |
| 2024-01-22 | 4 | SMITH MICRO SOFTWARE, INC. (SMSI) | Tax withholding (F): 5,059 @ $0.78 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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