HOLMES FRANK E — SEC Form 4 filings
SEC reporting owner CIK 1251824. 33 Form 4 filings on record with FilingPulse; latest filed 2026-09-01.
Transaction summary — filings shown
Covers all 33 filings on record, filed 2024-02-01 to 2026-09-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 33.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| U S GLOBAL INVESTORS INC (GROW) | CEO/CIO, Director, 10% owner | 32 | — | — | 32 |
| HIVE Digital Technologies Ltd. (HIVE) | Executive Chairman, Director | 1 | — | — | 1 |
Form 4 filings — HOLMES FRANK E
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 729 @ $3.27 | EDGAR |
| 2026-08-03 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 835 @ $2.86 | EDGAR |
| 2026-07-01 | 4 | HIVE Digital Technologies Ltd. (HIVE) | Option exercise (M): 500,000 (derivative) @ $0 | EDGAR |
| 2026-07-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 764 @ $3.12 | EDGAR |
| 2026-06-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 904 @ $2.64 | EDGAR |
| 2026-05-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 907 @ $2.63 | EDGAR |
| 2026-04-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 963 @ $2.48 | EDGAR |
| 2026-03-02 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 716 @ $3.33 | EDGAR |
| 2026-02-02 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 719 @ $3.32 | EDGAR |
| 2026-01-02 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 990 @ $2.41 | EDGAR |
| 2025-12-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 977 @ $2.44 | EDGAR |
| 2025-11-03 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 959 @ $2.49 | EDGAR |
| 2025-10-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 867 @ $2.75 | EDGAR |
| 2025-09-02 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 978 @ $2.44 | EDGAR |
| 2025-08-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 999 @ $2.39 | EDGAR |
| 2025-07-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 917 @ $2.60 | EDGAR |
| 2025-06-03 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 1,085 @ $2.20 | EDGAR |
| 2025-05-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 1,120 @ $2.13 | EDGAR |
| 2025-04-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 1,056 @ $2.26 | EDGAR |
| 2025-03-03 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 986 @ $2.42 | EDGAR |
| 2025-02-03 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 969 @ $2.46 | EDGAR |
| 2025-01-02 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 978 @ $2.44 | EDGAR |
| 2024-12-02 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 978 @ $2.44 | EDGAR |
| 2024-11-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 974 @ $2.45 | EDGAR |
| 2024-10-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 925 @ $2.58 | EDGAR |
| 2024-09-03 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 932 @ $2.56 | EDGAR |
| 2024-08-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 900 @ $2.65 | EDGAR |
| 2024-07-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 914 @ $2.61 | EDGAR |
| 2024-06-03 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 925 @ $2.58 | EDGAR |
| 2024-05-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 894 @ $2.67 | EDGAR |
| 2024-04-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 858 @ $2.78 | EDGAR |
| 2024-03-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 914 @ $2.61 | EDGAR |
| 2024-02-01 | 4 | U S GLOBAL INVESTORS INC (GROW) | Other (J): 817 @ $2.92 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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