LEVIN RICHARD C — SEC Form 4 filings
SEC reporting owner CIK 1255200. 6 Form 4 filings on record with FilingPulse; latest filed 2025-10-07.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-10-04 to 2025-10-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 7 legs across 4 filings — 138,000 shares, $4,971,617 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: sale of 72,000 shares @ $42.00 ($3,024,000) in C3.ai, Inc., filed 2024-12-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| C3.ai, Inc. (AI) | Director | 6 | — | 7 legs · 138,000 sh · $4,971,617 | 14 |
Form 4 filings — LEVIN RICHARD C
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-10-07 | 4 | C3.ai, Inc. (AI) | Grant/award (A): 28,628 (derivative) @ $0 | EDGAR |
| 2025-06-02 | 4 | C3.ai, Inc. (AI) | Option exercise (M): 36,000 @ $4.68 · Sale (S): 18,000 @ $26.32 · Sale (S): 18,000 @ $30.02 · Option exercise (M): 3,955 @ $4.68 · Option exercise (M): 2,045 @ $11.16 · Sale (S): 6,000 @ $26.31 · +3 more | EDGAR |
| 2025-02-04 | 4 | C3.ai, Inc. (AI) | Option exercise (M): 12,000 @ $4.68 · Sale (S): 12,000 @ $29.84 · Option exercise (M): 12,000 (derivative) @ $0 | EDGAR |
| 2025-01-03 | 4 | C3.ai, Inc. (AI) | Option exercise (M): 12,000 @ $4.68 · Sale (S): 10,089 @ $34.72 · Sale (S): 1,911 @ $35.20 · Option exercise (M): 12,000 (derivative) @ $0 | EDGAR |
| 2024-12-11 | 4 | C3.ai, Inc. (AI) | Option exercise (M): 72,000 @ $4.68 · Sale (S): 72,000 @ $42 · Option exercise (M): 72,000 (derivative) @ $0 | EDGAR |
| 2024-10-04 | 4 | C3.ai, Inc. (AI) | Grant/award (A): 23,642 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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