DICK ROGER L — SEC Form 4 filings
SEC reporting owner CIK 1255676. 3 Form 4 filings on record with FilingPulse; latest filed 2026-01-02.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-11-19 to 2026-01-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 1 filing — 889 shares, $9,735 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: purchase of 489 shares @ $10.95 ($5,355) in UWHARRIE CAPITAL CORP, filed 2026-01-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| UWHARRIE CAPITAL CORP (UWHR) | President/CEO of UCC | 3 | 2 legs · 889 sh · $9,735 | — | 6 |
Form 4 filings — DICK ROGER L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-02 | 4 | UWHARRIE CAPITAL CORP (UWHR) | Purchase (P): 489 @ $10.95 · Purchase (P): 400 @ $10.95 | EDGAR |
| 2025-12-02 | 4 | UWHARRIE CAPITAL CORP (UWHR) | Other (J): 80 @ $0 · Other (J): 2,682 @ $0 · Other (J): 277 @ $0 | EDGAR |
| 2024-11-19 | 4 | UWHARRIE CAPITAL CORP (UWHR) | Other (J): 52 @ $0 · Other (J): 1,753 @ $0 · Other (J): 181 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1255676 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →