HERZOG DANIEL R — SEC Form 4 filings
SEC reporting owner CIK 1262286. 13 Form 4 filings on record with FilingPulse; latest filed 2026-07-02.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-07-02 to 2026-07-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Clearfield, Inc. (CLFD) | Chief Financial Officer | 13 | — | — | 26 |
Form 4 filings — HERZOG DANIEL R
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-02 | 4 | Clearfield, Inc. (CLFD) | Grant/award (A): 752 @ $24.78 | EDGAR |
| 2026-01-05 | 4 | Clearfield, Inc. (CLFD) | Grant/award (A): 88 @ $24.78 | EDGAR |
| 2025-12-02 | 4 | Clearfield, Inc. (CLFD) | Grant/award (A): 11,495 @ $0 | EDGAR |
| 2025-11-24 | 4 | Clearfield, Inc. (CLFD) | Grant/award (A): 2,696 @ $0 · Grant/award (A): 5,394 @ $0 · Tax withholding (F): 824 @ $28.22 | EDGAR |
| 2025-11-20 | 4/A | Clearfield, Inc. (CLFD) | Tax withholding (F): 510 @ $30.72 · Tax withholding (F): 973 @ $30.72 · Tax withholding (F): 825 @ $30.72 | EDGAR |
| 2025-11-19 | 4 | Clearfield, Inc. (CLFD) | Tax withholding (F): 510 @ $30.72 · Tax withholding (F): 973 @ $30.72 · Tax withholding (F): 825 @ $30.72 | EDGAR |
| 2025-09-15 | 4 | Clearfield, Inc. (CLFD) | Option exercise (M): 11,795 @ $23.74 · Tax withholding (F): 9,453 @ $33.25 · Option exercise (M): 12,000 @ $12.43 · Tax withholding (F): 6,785 @ $33.25 · Option exercise (M): 11,795 (derivative) @ $0 · Option exercise (M): 12,000 (derivative) @ $0 | EDGAR |
| 2025-07-02 | 4 | Clearfield, Inc. (CLFD) | Grant/award (A): 683 @ $26.35 | EDGAR |
| 2025-01-02 | 4 | Clearfield, Inc. (CLFD) | Grant/award (A): 137 @ $26.35 | EDGAR |
| 2024-11-26 | 4 | Clearfield, Inc. (CLFD) | Grant/award (A): 8,090 @ $0 | EDGAR |
| 2024-11-19 | 4 | Clearfield, Inc. (CLFD) | Tax withholding (F): 114 @ $28.26 · Tax withholding (F): 510 @ $28.26 · Tax withholding (F): 973 @ $28.26 | EDGAR |
| 2024-08-23 | 4 | Clearfield, Inc. (CLFD) | Tax withholding (F): 458 @ $37.58 | EDGAR |
| 2024-07-02 | 4 | Clearfield, Inc. (CLFD) | Grant/award (A): 688 @ $24.72 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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