ROSENTHAL SAUL B — SEC Form 4 filings
SEC reporting owner CIK 1268529. 5 Form 4 filings on record with FilingPulse; latest filed 2026-05-21.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-05-29 to 2026-05-21. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 5 filings — 8,215,761 shares, $50,705,505 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 2,960,000 shares @ $5.08 ($15,036,800) in Oxford Lane Capital Corp., filed 2024-12-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Oxford Lane Capital Corp. (OXLC) | President, Director | 2 | 3 legs · 7,590,000 sh · $40,038,800 | — | — |
| Oxford Park Income Fund, Inc. | President, Director | 2 | 3 legs · 481,058 sh · $10,500,051 | — | — |
| Oxford Square Capital Corp. (OXSQ) | President and COO | 1 | 1 leg · 144,703 sh · $166,654 | — | — |
Form 4 filings — ROSENTHAL SAUL B
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-21 | 4 | Oxford Square Capital Corp. (OXSQ) | Purchase (P): 144,703 @ $1.15 | EDGAR |
| 2026-05-04 | 4 | Oxford Park Income Fund, Inc. | Purchase (P): 283,929.59 @ $17.61 | EDGAR |
| 2024-12-17 | 4 | Oxford Lane Capital Corp. (OXLC) | Purchase (P): 2,960,000 @ $5.08 | EDGAR |
| 2024-09-24 | 4 | Oxford Park Income Fund, Inc. | Purchase (P): 84,360.30 @ $28.45 · Purchase (P): 112,768.28 @ $27.49 | EDGAR |
| 2024-05-29 | 4 | Oxford Lane Capital Corp. (OXLC) | Purchase (P): 2,315,000 @ $5.40 · Purchase (P): 2,315,000 @ $5.40 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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