BASSWOOD OPPORTUNITY FUND INC — SEC Form 4 filings
SEC reporting owner CIK 1269757. 6 Form 4 filings on record with FilingPulse; latest filed 2025-06-11.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-02-15 to 2025-06-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 46 legs across 6 filings — 170,238 shares, $4,640,382 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 8 legs across 4 filings — 74,156 shares, $1,869,862 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 33,048 shares @ $27.20 ($898,906) in Dime Community Bancshares, Inc. /NY/, filed 2025-06-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Regional Management Corp. (RM) | Director, 10% owner | 5 | 44 legs · 129,738 sh · $3,538,377 | 3 legs · 33,656 sh · $768,262 | 3 |
| Dime Community Bancshares, Inc. /NY/ (DCOM) | Director | 1 | 2 legs · 40,500 sh · $1,102,005 | 5 legs · 40,500 sh · $1,101,600 | — |
Form 4 filings — BASSWOOD OPPORTUNITY FUND INC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-06-11 | 4 | Dime Community Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD PARTNERS, L.L.C., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD FINANCIAL FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P. | Sale (S): 3,164 @ $27.20 · Sale (S): 64 @ $27.20 · Sale (S): 516 @ $27.20 · Sale (S): 3,708 @ $27.20 · Sale (S): 33,048 @ $27.20 · Purchase (P): 31,985 @ $27.21 · +1 more | EDGAR |
| 2024-05-08 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Purchase (P): 3,408 @ $30.04 · Purchase (P): 3,347 @ $30.04 · Purchase (P): 68 @ $30.04 · Purchase (P): 1,211 @ $30.04 · Purchase (P): 57 @ $30.04 · Purchase (P): 9,901 @ $30.51 · +9 more | EDGAR |
| 2024-03-12 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Purchase (P): 811 @ $23.71 · Purchase (P): 1,021 @ $23.71 · Purchase (P): 18 @ $23.71 · Purchase (P): 374 @ $23.71 · Purchase (P): 431 @ $23.71 · Purchase (P): 3,778 @ $24.59 · +4 more | EDGAR |
| 2024-03-08 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL FUND, L.P., BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Sale (S): 6,314 @ $22.60 · Purchase (P): 2,667 @ $22.72 · Purchase (P): 33 @ $22.72 · Purchase (P): 3,296 @ $22.72 · Purchase (P): 57 @ $22.72 · Purchase (P): 1,197 @ $22.72 · +6 more | EDGAR |
| 2024-02-21 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL FUND, L.P. | Sale (S): 14,342 @ $23.35 · Purchase (P): 730 @ $23.46 · Purchase (P): 11,074 @ $23.46 · Purchase (P): 108 @ $23.46 · Purchase (P): 3,088 @ $23.46 | EDGAR |
| 2024-02-15 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL FUND, L.P. | Other (J): 38,136 @ $21.95 · Other (J): 22,828 @ $21.95 · Other (J): 15,308 @ $21.95 · Sale (S): 13,000 @ $22.36 · Purchase (P): 633 @ $22.85 · Purchase (P): 9,598 @ $22.85 · +2 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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