Cohen & Co Inc. — SEC Form 4 filings
SEC reporting owner CIK 1270436. 4 Form 4 filings on record with FilingPulse; latest filed 2026-07-13.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2025-05-21 to 2026-07-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 795,000 shares, $7,950,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 265,000 shares @ $10.00 ($2,650,000) in Columbus Circle Capital Corp III, filed 2026-07-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Columbus Circle Capital Corp. I (BRR) | 10% owner | 2 | 1 leg · 265,000 sh · $2,650,000 | — | 2 |
| Columbus Circle Capital Corp II (CMIIU) | 10% owner | 1 | 1 leg · 265,000 sh · $2,650,000 | — | — |
| Columbus Circle Capital Corp III (CCCTU) | 10% owner | 1 | 1 leg · 265,000 sh · $2,650,000 | — | — |
Form 4 filings — Cohen & Co Inc.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-13 | 4 | Columbus Circle Capital Corp III (CCCTU) jointly with COLUMBUS CIRCLE 3 SPONSOR Corp LLC, Cohen & Company, LLC | Purchase (P): 265,000 @ $10 | EDGAR |
| 2026-02-17 | 4 | Columbus Circle Capital Corp II (CMIIU) jointly with COLUMBUS CIRCLE 2 SPONSOR Corp LLC, Cohen & Company, LLC | Purchase (P): 265,000 @ $10 | EDGAR |
| 2025-12-11 | 4 | Columbus Circle Capital Corp. I (BRR) jointly with Cohen & Company, LLC | Other (J): 2,151,666 (derivative) @ $0 | EDGAR |
| 2025-05-21 | 4 | Columbus Circle Capital Corp. I (CCCM) jointly with COLUMBUS CIRCLE 1 SPONSOR Corp LLC, Cohen & Company, LLC | Purchase (P): 265,000 @ $10 · Other (J): 100,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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