HARVEY ELLEN D — SEC Form 4 filings
SEC reporting owner CIK 1272498. 33 Form 4 filings on record with FilingPulse; latest filed 2026-09-03.
Transaction summary — filings shown
Covers all 33 filings on record, filed 2024-05-02 to 2026-09-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 33 legs across 33 filings — 0 shares, $0 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 0 shares @ $7,333.34 ($0) in AETOS MULTI-STRATEGY ARBITRAGE FUND LLC, filed 2026-09-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Director | 11 | 11 legs · 0 sh · $0 | — | — |
| AETOS LONG/SHORT STRATEGIES FUND LLC | Director | 11 | 11 legs · 0 sh · $0 | — | — |
| AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Director | 11 | 11 legs · 0 sh · $0 | — | — |
Form 4 filings — HARVEY ELLEN D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-03 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $7,333.34 | EDGAR |
| 2026-09-03 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2026-09-03 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2026-06-02 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2026-06-02 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $7,333.34 | EDGAR |
| 2026-06-02 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.34 | EDGAR |
| 2026-03-03 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2026-03-03 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $7,333.34 | EDGAR |
| 2026-03-03 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2025-12-03 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2025-12-03 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $7,333.34 | EDGAR |
| 2025-12-03 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2025-09-03 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2025-09-03 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $7,333.34 | EDGAR |
| 2025-09-03 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2025-06-03 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2025-06-03 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $7,333.34 | EDGAR |
| 2025-06-03 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,333.33 | EDGAR |
| 2025-03-04 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,166.67 | EDGAR |
| 2025-03-04 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $7,166.67 | EDGAR |
| 2025-03-04 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,166.66 | EDGAR |
| 2024-12-04 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,166.67 | EDGAR |
| 2024-12-04 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $7,166.67 | EDGAR |
| 2024-12-04 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,166.66 | EDGAR |
| 2024-09-04 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,166.67 | EDGAR |
| 2024-09-04 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $7,166.67 | EDGAR |
| 2024-09-04 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,166.66 | EDGAR |
| 2024-06-04 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,166.67 | EDGAR |
| 2024-06-04 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $7,166.67 | EDGAR |
| 2024-06-04 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $7,166.66 | EDGAR |
| 2024-05-02 | 4 | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC | Purchase (P): 0 @ $91,326.48 | EDGAR |
| 2024-05-02 | 4 | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC | Purchase (P): 0 @ $91,326.48 | EDGAR |
| 2024-05-02 | 4 | AETOS LONG/SHORT STRATEGIES FUND LLC | Purchase (P): 0 @ $91,326.47 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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