BERGER FRANKLIN M — SEC Form 4 filings
SEC reporting owner CIK 1273885. 13 Form 4 filings on record with FilingPulse; latest filed 2026-06-23.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-01-26 to 2026-06-23. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 2 filings — 50,000 shares, $162,997 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 359,606 shares, $1,023,475 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
- Largest priced transaction: sale of 359,606 shares @ $2.85 ($1,023,475) in Atea Pharmaceuticals, Inc., filed 2024-12-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Atea Pharmaceuticals, Inc. (AVIR) | Director | 7 | 4 legs · 50,000 sh · $162,997 | 1 leg · 359,606 sh · $1,023,475 | 12 |
| Kezar Life Sciences, Inc. (KZR) | Director | 3 | — | — | 8 |
| Rain Oncology Inc. (RAIN) | Director | 1 | — | — | 4 |
| ESSA Pharma Inc. (EPIX) | Director | 2 | — | — | 2 |
Form 4 filings — BERGER FRANKLIN M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-23 | 4 | Atea Pharmaceuticals, Inc. (AVIR) | Option exercise (M): 29,600 @ $0 · Option exercise (M): 29,600 (derivative) @ $0 · Grant/award (A): 26,700 (derivative) @ $0 · Grant/award (A): 37,700 (derivative) @ $0 | EDGAR |
| 2026-05-11 | 4 | Kezar Life Sciences, Inc. (KZR) | Code (U): 89,069 · Disposition to issuer (D): 3,500 (derivative) @ $0 · Disposition to issuer (D): 5,000 (derivative) @ $0 · Disposition to issuer (D): 5,000 (derivative) @ $0 · Disposition to issuer (D): 2,600 (derivative) @ $0 · Disposition to issuer (D): 2,600 (derivative) @ $0 | EDGAR |
| 2025-10-15 | 4 | ESSA Pharma Inc. (EPIX) | Disposition to issuer (D): 784,404 | EDGAR |
| 2025-06-24 | 4 | Atea Pharmaceuticals, Inc. (AVIR) | Option exercise (M): 29,600 @ $0 · Grant/award (A): 29,600 (derivative) @ $0 · Grant/award (A): 41,200 (derivative) @ $0 · Option exercise (M): 29,600 (derivative) @ $0 | EDGAR |
| 2025-06-23 | 4 | Kezar Life Sciences, Inc. (KZR) | Grant/award (A): 5,000 (derivative) @ $0 | EDGAR |
| 2025-01-17 | 4/A | Atea Pharmaceuticals, Inc. (AVIR) | Purchase (P): 15,000 @ $3.19 · Purchase (P): 10,000 @ $3.36 | EDGAR |
| 2025-01-17 | 4 | Atea Pharmaceuticals, Inc. (AVIR) | Purchase (P): 15,000 @ $3.19 · Purchase (P): 10,000 @ $3.36 | EDGAR |
| 2024-12-12 | 4 | Atea Pharmaceuticals, Inc. (AVIR) | Sale (S): 359,606 @ $2.85 | EDGAR |
| 2024-06-21 | 4 | Atea Pharmaceuticals, Inc. (AVIR) | Grant/award (A): 29,600 (derivative) @ $0 · Grant/award (A): 41,200 (derivative) @ $0 | EDGAR |
| 2024-06-21 | 4 | Kezar Life Sciences, Inc. (KZR) | Grant/award (A): 50,000 (derivative) @ $0 | EDGAR |
| 2024-06-18 | 4 | Atea Pharmaceuticals, Inc. (AVIR) | Option exercise (M): 33,150 @ $0 · Option exercise (M): 33,150 (derivative) @ $0 | EDGAR |
| 2024-03-28 | 4 | ESSA Pharma Inc. (EPIX) | Grant/award (A): 50,000 (derivative) @ $0 | EDGAR |
| 2024-01-26 | 4 | Rain Oncology Inc. (RAIN) | Code (U): 1,005,207 · Disposition to issuer (D): 35,000 (derivative) · Disposition to issuer (D): 24,000 (derivative) · Disposition to issuer (D): 20,000 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1273885 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →