BAUM MARK L — SEC Form 4 filings
SEC reporting owner CIK 1274282. 8 Form 4 filings on record with FilingPulse; latest filed 2026-05-15.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-02-08 to 2026-05-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 19,000 shares, $406,310 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 15.
- Largest priced transaction: purchase of 10,000 shares @ $30.20 ($302,000) in HARROW, INC., filed 2026-05-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HARROW, INC. (HROW) | CHIEF EXECUTIVE OFFICER, Director | 8 | 2 legs · 19,000 sh · $406,310 | — | 15 |
Form 4 filings — BAUM MARK L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-15 | 4 | HARROW, INC. (HROW) | Purchase (P): 10,000 @ $30.20 | EDGAR |
| 2025-12-16 | 4 | HARROW, INC. (HROW) | Option exercise (M): 180,000 @ $3.95 · Tax withholding (F): 79,994 @ $47.06 · Option exercise (M): 180,000 (derivative) @ $0 | EDGAR |
| 2025-07-23 | 4 | HARROW, INC. (HROW) | Option exercise (M): 600,000 @ $7.87 · Tax withholding (F): 313,338 @ $37.08 · Option exercise (M): 600,000 (derivative) @ $0 | EDGAR |
| 2025-07-01 | 4 | HARROW, INC. (HROW) | Grant/award (A): 889,500 (derivative) @ $0 | EDGAR |
| 2025-04-07 | 4 | HARROW, INC. (HROW) | Option exercise (M): 762,300 @ $0 · Tax withholding (F): 300,363 @ $23.09 · Option exercise (M): 762,300 (derivative) @ $0 | EDGAR |
| 2024-03-25 | 4 | HARROW, INC. (HROW) | Purchase (P): 9,000 @ $11.59 | EDGAR |
| 2024-02-21 | 4 | HARROW, INC. (HROW) | Option exercise (M): 150,000 @ $10.67 · Option exercise (M): 59,836 @ $10.67 · Option exercise (M): 150,000 (derivative) @ $0 | EDGAR |
| 2024-02-08 | 4 | HARROW, INC. (HROW) | Option exercise (M): 15,400 @ $7.71 · Option exercise (M): 15,400 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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