BERMAN STEPHEN G — SEC Form 4 filings
SEC reporting owner CIK 1275342. 5 Form 4 filings on record with FilingPulse; latest filed 2026-01-02.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2025-01-03 to 2026-01-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 1 filing — 115,000 shares, $2,572,600 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 28.
- Largest priced transaction: sale of 40,000 shares @ $22.87 ($914,800) in JAKKS PACIFIC INC, filed 2025-05-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| JAKKS PACIFIC INC (JAKK) | CEO, President and Secretary, Director | 5 | — | 3 legs · 115,000 sh · $2,572,600 | 28 |
Form 4 filings — BERMAN STEPHEN G
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-02 | 4 | JAKKS PACIFIC INC (JAKK) | Option exercise (M): 66,705 @ $16.88 · Option exercise (M): 32,818 @ $16.88 · Option exercise (M): 41,448 @ $16.88 · Tax withholding (F): 35,054 @ $16.88 · Tax withholding (F): 17,817 @ $16.88 · Tax withholding (F): 21,781 @ $16.88 · +4 more | EDGAR |
| 2025-10-30 | 4 | JAKKS PACIFIC INC (JAKK) | Option exercise (M): 91,874 @ $19.34 · Tax withholding (F): 48,280 @ $19.34 · Grant/award (A): 91,874 (derivative) @ $19.32 | EDGAR |
| 2025-05-14 | 4 | JAKKS PACIFIC INC (JAKK) | Sale (S): 40,000 @ $22.02 · Sale (S): 40,000 @ $22.87 · Gift (G): 1,503 @ $23.17 · Sale (S): 35,000 @ $22.20 | EDGAR |
| 2025-02-20 | 4 | JAKKS PACIFIC INC (JAKK) | Grant/award (A): 83,334 (derivative) | EDGAR |
| 2025-01-03 | 4 | JAKKS PACIFIC INC (JAKK) | Option exercise (M): 21,356 @ $28.15 · Option exercise (M): 71,407 @ $28.15 · Option exercise (M): 66,705 @ $28.15 · Option exercise (M): 32,818 @ $28.15 · Tax withholding (F): 11,223 @ $28.15 · Tax withholding (F): 37,524 @ $28.15 · +7 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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