MARSHALL ALLAN — SEC Form 4 filings
SEC reporting owner CIK 1279925. 7 Form 4 filings on record with FilingPulse; latest filed 2026-07-20.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-03-06 to 2026-07-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 8 legs across 6 filings — 1,200,624 shares, $2,817,347 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: purchase of 657,895 shares @ $2.28 ($1,500,001) in UPEXI, INC., filed 2025-04-25.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| UPEXI, INC. (UPXI) | Chief Executive Officer, Director | 7 | 8 legs · 1,200,624 sh · $2,817,347 | — | 6 |
Form 4 filings — MARSHALL ALLAN
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-20 | 4 | UPEXI, INC. (UPXI) | Grant/award (A): 2,000,000 @ $0 | EDGAR |
| 2025-12-23 | 4 | UPEXI, INC. (UPXI) | Purchase (P): 50,000 @ $1.80 | EDGAR |
| 2025-12-17 | 4 | UPEXI, INC. (UPXI) | Grant/award (A): 1,600,000 @ $0 · Purchase (P): 100,000 @ $2.07 · Purchase (P): 50,000 @ $2.07 | EDGAR |
| 2025-07-24 | 4 | UPEXI, INC. (UPXI) | Purchase (P): 161,943 @ $4.94 · Grant/award (A): 1,200,000 @ $0 | EDGAR |
| 2025-04-25 | 4 | UPEXI, INC. (UPXI) | Purchase (P): 657,895 @ $2.28 · Grant/award (A): 75,000 @ $0 · Purchase (P): 125,000 (derivative) @ $2.60 · Grant/award (A): 500,000 (derivative) @ $0 | EDGAR |
| 2024-03-18 | 4 | UPEXI, INC. (UPXI) | Purchase (P): 13,623 @ $0.60 · Purchase (P): 64,150 @ $0.57 | EDGAR |
| 2024-03-06 | 4 | UPEXI, INC. (UPXI) | Purchase (P): 103,013 @ $0.70 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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