KAPPLER ANN M — SEC Form 4 filings
SEC reporting owner CIK 1280546. 12 Form 4 filings on record with FilingPulse; latest filed 2026-08-18.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-02-15 to 2026-08-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 6 filings — 45,360 shares, $5,013,730 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 46.
- Largest priced transaction: sale of 13,580 shares @ $103.25 ($1,402,135) in PRUDENTIAL FINANCIAL INC, filed 2026-05-18.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC (PRU) | EVP and General Counsel | 12 | — | 6 legs · 45,360 sh · $5,013,730 | 46 |
Form 4 filings — KAPPLER ANN M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-18 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Sale (S): 7,652 @ $125.01 | EDGAR |
| 2026-05-18 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Sale (S): 13,580 @ $103.25 | EDGAR |
| 2026-03-03 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 2,220 @ $0 · Tax withholding (F): 1,034 @ $98.38 · Option exercise (M): 2,502 @ $0 · Tax withholding (F): 1,165 @ $98.38 · Option exercise (M): 2,349 @ $0 · Tax withholding (F): 1,098 @ $98.38 · +3 more | EDGAR |
| 2026-02-11 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 17,636 @ $0 · Tax withholding (F): 7,277 @ $102.20 · Grant/award (A): 8,244 (derivative) @ $0 · Grant/award (A): 24,731 (derivative) @ $0 · Option exercise (M): 19,972 (derivative) @ $0 | EDGAR |
| 2025-09-03 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Sale (S): 4,000 @ $109.65 | EDGAR |
| 2025-03-04 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 1,649 @ $0 · Tax withholding (F): 757 @ $115.10 · Option exercise (M): 2,219 @ $0 · Tax withholding (F): 1,019 @ $115.10 · Option exercise (M): 2,502 @ $0 · Tax withholding (F): 1,156 @ $115.10 · +3 more | EDGAR |
| 2025-02-12 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 12,092 @ $0 · Tax withholding (F): 4,559 @ $112.09 · Grant/award (A): 7,048 (derivative) @ $0 · Grant/award (A): 21,144 (derivative) @ $0 · Option exercise (M): 14,836 (derivative) @ $0 | EDGAR |
| 2024-08-22 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Sale (S): 2,839 @ $113.43 | EDGAR |
| 2024-03-13 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Sale (S): 10,067 @ $110.42 | EDGAR |
| 2024-03-04 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 1,791 @ $0 · Tax withholding (F): 823 @ $108.99 · Option exercise (M): 1,649 @ $0 · Tax withholding (F): 757 @ $108.99 · Option exercise (M): 2,219 @ $0 · Tax withholding (F): 1,019 @ $108.99 · +3 more | EDGAR |
| 2024-03-01 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 1,070 @ $77.15 · Option exercise (M): 6,941 @ $63.59 · Sale (S): 7,222 @ $108.39 · Option exercise (M): 1,070 (derivative) @ $0 · Option exercise (M): 6,941 (derivative) @ $0 | EDGAR |
| 2024-02-15 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 15,281 @ $0 · Tax withholding (F): 6,031 @ $105.24 · Grant/award (A): 7,507 (derivative) @ $0 · Grant/award (A): 22,520 (derivative) @ $0 · Option exercise (M): 16,119 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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