DUMLAO TROY — SEC Form 4 filings
SEC reporting owner CIK 1283697. 13 Form 4 filings on record with FilingPulse; latest filed 2026-07-08.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-27 to 2026-07-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 35.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | EVP, Chief Accounting Officer | 13 | — | — | 35 |
Form 4 filings — DUMLAO TROY
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-08 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Other (J): 462 @ $45.94 | EDGAR |
| 2026-04-16 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 380 @ $0 · Tax withholding (F): 168 @ $58.30 · Option exercise (M): 380 (derivative) @ $0 | EDGAR |
| 2026-03-06 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Grant/award (A): 836 (derivative) @ $0 | EDGAR |
| 2026-02-12 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 361 @ $0 · Tax withholding (F): 179 @ $59.22 · Grant/award (A): 593 @ $0 · Tax withholding (F): 293 @ $59.22 · Grant/award (A): 478 @ $0 · Tax withholding (F): 236 @ $59.22 · +1 more | EDGAR |
| 2025-07-09 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Other (J): 450 @ $46.84 | EDGAR |
| 2025-04-16 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 381 @ $0 · Tax withholding (F): 149 @ $46.89 · Option exercise (M): 381 (derivative) @ $0 | EDGAR |
| 2025-03-06 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Grant/award (A): 642 (derivative) @ $0 · Grant/award (A): 1,919 (derivative) @ $0 | EDGAR |
| 2025-02-26 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 244 @ $0 · Tax withholding (F): 96 @ $58.12 · Option exercise (M): 244 (derivative) @ $0 | EDGAR |
| 2025-02-05 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Grant/award (A): 734 @ $0 · Tax withholding (F): 326 @ $58.87 | EDGAR |
| 2024-06-12 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Other (J): 604 @ $32.40 | EDGAR |
| 2024-04-15 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 381 @ $0 · Tax withholding (F): 114 @ $38.30 · Option exercise (M): 381 (derivative) @ $0 | EDGAR |
| 2024-03-01 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Grant/award (A): 520 (derivative) @ $0 · Grant/award (A): 2,722 (derivative) @ $0 | EDGAR |
| 2024-02-27 | 4 | ENTERPRISE FINANCIAL SERVICES CORP (EFSC) | Option exercise (M): 244 @ $0 · Tax withholding (F): 82 @ $40.83 · Option exercise (M): 329 @ $0 · Tax withholding (F): 95 @ $40.83 · Option exercise (M): 244 (derivative) @ $0 · Option exercise (M): 329 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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