NORTH RUN ADVISORS, LLC — SEC Form 4 filings
SEC reporting owner CIK 1283773. 1 Form 4 filing on record with FilingPulse; latest filed 2026-01-07.
Transaction summary — filings shown
Covers all 1 filing on record, filed 2026-01-07 to 2026-01-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 770,321 shares, $9,028,162 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 770,321 shares @ $11.72 ($9,028,162) in LIGHTPATH TECHNOLOGIES INC, filed 2026-01-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LIGHTPATH TECHNOLOGIES INC (LPTH) | — | 1 | — | 1 leg · 770,321 sh · $9,028,162 | 3 |
Form 4 filings — NORTH RUN ADVISORS, LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-07 | 4 | LIGHTPATH TECHNOLOGIES INC (LPTH) jointly with North Run Strategic Opportunities Fund I, LP, North Run - Due North Partners, LP, NORTH RUN GP, LP, ELLIS THOMAS B, HAMMER TODD B, Bosco Michael, North Run Strategic Opportunities Fund I GP, LLC | Option exercise/expiry (X): 3,499,289 @ $2.58 · Sale (S): 770,321 @ $11.72 · Disposition to issuer (D): 1,860,465 (derivative) @ $2.15 · Option exercise/expiry (X): 3,499,289 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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