SMITH BRAD D — SEC Form 4 filings
SEC reporting owner CIK 1284323. 9 Form 4 filings on record with FilingPulse; latest filed 2026-09-09.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-04-01 to 2026-09-09. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HUMANA INC (HUM) | Director | 4 | — | — | 6 |
| AMAZON COM INC (AMZN) | Director | 3 | — | — | 5 |
| JPMORGAN CHASE & CO (JPM) | Director | 2 | — | — | 2 |
Form 4 filings — SMITH BRAD D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-09 | 4 | AMAZON COM INC (AMZN) | Grant/award (A): 4,086 (derivative) @ $0 | EDGAR |
| 2026-01-22 | 4 | JPMORGAN CHASE & CO (JPM) | Grant/award (A): 913.53 @ $306.50 | EDGAR |
| 2025-11-18 | 4 | AMAZON COM INC (AMZN) | Option exercise (M): 2,605 @ $0 · Option exercise (M): 2,605 (derivative) @ $0 | EDGAR |
| 2025-01-23 | 4 | JPMORGAN CHASE & CO (JPM) | Grant/award (A): 1,011.93 @ $261.88 | EDGAR |
| 2025-01-03 | 4 | HUMANA INC (HUM) | Grant/award (A): 783 @ $0 · Grant/award (A): 231 (derivative) @ $254.93 · Grant/award (A): 17 (derivative) @ $254.93 | EDGAR |
| 2024-11-19 | 4 | AMAZON COM INC (AMZN) | Option exercise (M): 2,605 @ $0 · Option exercise (M): 2,605 (derivative) @ $0 | EDGAR |
| 2024-10-02 | 4 | HUMANA INC (HUM) | Grant/award (A): 102 (derivative) @ $320.19 | EDGAR |
| 2024-07-02 | 4 | HUMANA INC (HUM) | Grant/award (A): 84 (derivative) @ $379.29 | EDGAR |
| 2024-04-01 | 4 | HUMANA INC (HUM) | Grant/award (A): 92 (derivative) @ $348.41 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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