LIU JOHN D — SEC Form 4 filings
SEC reporting owner CIK 1288449. 17 Form 4 filings on record with FilingPulse; latest filed 2026-04-23.
Transaction summary — filings shown
Covers all 17 filings on record, filed 2024-02-21 to 2026-04-23. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Reservoir Media, Inc. (RSVR) | — | 9 | — | — | 11 |
| AMKOR TECHNOLOGY, INC. (AMKR) | Director | 5 | — | — | 7 |
| WHIRLPOOL CORP /DE/ (WHR) | Director | 3 | — | — | 3 |
Form 4 filings — LIU JOHN D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-23 | 4 | WHIRLPOOL CORP /DE/ (WHR) | Grant/award (A): 2,811 @ $0 | EDGAR |
| 2026-02-24 | 4 | Reservoir Media, Inc. (RSVR) jointly with ER Reservoir LLC, Richmond Hill Investments, LLC, Richmond Hill Investment Co., LP, Richmond Hill Capital Management, LLC, ESSEX EQUITY HOLDINGS, LLC, Taylor Ryan P. | Grant/award (A): 654 @ $7.64 | EDGAR |
| 2025-11-25 | 4 | Reservoir Media, Inc. (RSVR) jointly with ER Reservoir LLC, Richmond Hill Investments, LLC, Richmond Hill Investment Co., LP, Richmond Hill Capital Management, LLC, ESSEX EQUITY HOLDINGS, LLC, Taylor Ryan P. | Grant/award (A): 684 @ $7.30 | EDGAR |
| 2025-09-25 | 4 | AMKOR TECHNOLOGY, INC. (AMKR) | Grant/award (A): 27.36 (derivative) @ $0 | EDGAR |
| 2025-08-19 | 4 | Reservoir Media, Inc. (RSVR) jointly with ER Reservoir LLC, Richmond Hill Investments, LLC, Richmond Hill Investment Co., LP, Richmond Hill Capital Management, LLC, ESSEX EQUITY HOLDINGS, LLC, Taylor Ryan P. | Grant/award (A): 10,430 @ $0 · Grant/award (A): 651 @ $7.67 | EDGAR |
| 2025-06-27 | 4 | AMKOR TECHNOLOGY, INC. (AMKR) | Grant/award (A): 38.53 (derivative) @ $0 | EDGAR |
| 2025-06-10 | 4 | Reservoir Media, Inc. (RSVR) jointly with ER Reservoir LLC, Richmond Hill Investments, LLC, Richmond Hill Investment Co., LP, Richmond Hill Capital Management, LLC, ESSEX EQUITY HOLDINGS, LLC, Taylor Ryan P. | Grant/award (A): 684 @ $7.30 | EDGAR |
| 2025-05-16 | 4 | AMKOR TECHNOLOGY, INC. (AMKR) | Option exercise (M): 2,983 @ $0 · Option exercise (M): 2,983.18 (derivative) @ $0 · Grant/award (A): 9,789 (derivative) @ $0 | EDGAR |
| 2025-04-16 | 4 | WHIRLPOOL CORP /DE/ (WHR) | Grant/award (A): 2,014 @ $0 | EDGAR |
| 2025-04-04 | 4 | AMKOR TECHNOLOGY, INC. (AMKR) | Grant/award (A): 13.18 (derivative) @ $0 | EDGAR |
| 2025-02-19 | 4 | Reservoir Media, Inc. (RSVR) jointly with ER Reservoir LLC, Richmond Hill Investments, LLC, Richmond Hill Investment Co., LP, Richmond Hill Capital Management, LLC, ESSEX EQUITY HOLDINGS, LLC, Taylor Ryan P. | Grant/award (A): 621 @ $8.04 | EDGAR |
| 2024-12-19 | 4 | AMKOR TECHNOLOGY, INC. (AMKR) | Grant/award (A): 2,970 (derivative) @ $0 | EDGAR |
| 2024-11-12 | 4 | Reservoir Media, Inc. (RSVR) jointly with ER Reservoir LLC, Richmond Hill Investments, LLC, Richmond Hill Investment Co., LP, Richmond Hill Capital Management, LLC, ESSEX EQUITY HOLDINGS, LLC, Taylor Ryan P. | Grant/award (A): 555 @ $9 | EDGAR |
| 2024-08-13 | 4 | Reservoir Media, Inc. (RSVR) jointly with ER Reservoir LLC, Richmond Hill Investments, LLC, Richmond Hill Investment Co., LP, Richmond Hill Capital Management, LLC, ESSEX EQUITY HOLDINGS, LLC, Taylor Ryan P. | Grant/award (A): 11,235 @ $0 · Grant/award (A): 702 @ $7.12 | EDGAR |
| 2024-06-11 | 4 | Reservoir Media, Inc. (RSVR) jointly with ER Reservoir LLC, Richmond Hill Investments, LLC, Richmond Hill Investment Co., LP, Richmond Hill Capital Management, LLC, ESSEX EQUITY HOLDINGS, LLC, Taylor Ryan P. | Grant/award (A): 639 @ $7.82 | EDGAR |
| 2024-04-17 | 4 | WHIRLPOOL CORP /DE/ (WHR) | Grant/award (A): 1,421 @ $0 | EDGAR |
| 2024-02-21 | 4 | Reservoir Media, Inc. (RSVR) jointly with ER Reservoir LLC, Richmond Hill Investments, LLC, Richmond Hill Investment Co., LP, Richmond Hill Capital Management, LLC, ESSEX EQUITY HOLDINGS, LLC, Taylor Ryan P. | Grant/award (A): 718 @ $6.96 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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