Barry John F — SEC Form 4 filings
SEC reporting owner CIK 1294357. 43 Form 4 filings on record with FilingPulse; latest filed 2026-09-09.
Transaction summary — filings shown
Covers all 43 filings on record, filed 2024-02-26 to 2026-09-09. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 52 legs across 42 filings — 30,182,047 shares, $146,593,711 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: purchase of 1,000,000 shares @ $25.00 ($25,000,000) in Prospect Enhanced Yield Fund, filed 2025-08-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PROSPECT CAPITAL CORP (PSEC) | CHIEF EXECUTIVE OFFICER, Director, 10% owner | 39 | 49 legs · 24,980,348 sh · $101,593,711 | — | — |
| Prospect Enhanced Yield Fund (PAYIX) | 10% owner | 1 | 1 leg · 1,000,000 sh · $25,000,000 | — | 1 |
| Prospect Floating Rate & Alternative Income Fund, Inc. | 10% owner | 3 | 2 legs · 4,201,699 sh · $20,000,000 | — | 5 |
Form 4 filings — Barry John F
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-09 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 1,217,105 @ $2.24 | EDGAR |
| 2026-06-25 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 1,000,000 @ $2.27 · Purchase (P): 67,648 @ $2.27 | EDGAR |
| 2026-06-24 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 1,000,000 @ $2.25 | EDGAR |
| 2026-05-28 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 430,000 @ $2.32 · Purchase (P): 3,000 @ $2.33 | EDGAR |
| 2026-05-27 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 100,000 @ $2.33 · Purchase (P): 100,000 @ $2.32 · Purchase (P): 32,000 @ $2.29 | EDGAR |
| 2026-05-26 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 100,000 @ $2.28 · Purchase (P): 100,000 @ $2.24 | EDGAR |
| 2025-09-29 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 925,000 @ $2.72 | EDGAR |
| 2025-09-26 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 741,158 @ $2.62 | EDGAR |
| 2025-09-25 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 384,000 @ $2.66 | EDGAR |
| 2025-09-24 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 374,500 @ $2.66 | EDGAR |
| 2025-08-07 | 4 | Prospect Enhanced Yield Fund (PAYIX) | Purchase (P): 1,000,000 @ $25 · Gift (G): 1,004,000 @ $0 | EDGAR |
| 2025-06-25 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 319,000 @ $3.16 | EDGAR |
| 2025-06-24 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 623,300 @ $3.19 | EDGAR |
| 2025-03-26 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 24,000 @ $4.24 | EDGAR |
| 2025-03-25 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 24,000 @ $4.26 | EDGAR |
| 2025-03-24 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 24,000 @ $4.28 | EDGAR |
| 2025-03-21 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 24,000 @ $4.30 | EDGAR |
| 2025-03-20 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 24,000 @ $4.30 | EDGAR |
| 2025-03-19 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 240,000 @ $4.30 | EDGAR |
| 2025-03-18 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 240,000 @ $4.28 | EDGAR |
| 2025-03-17 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 240,000 @ $4.20 | EDGAR |
| 2025-03-14 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 240,000 @ $4.25 | EDGAR |
| 2025-03-13 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 1,000,000 @ $4.31 · Purchase (P): 1,000,000 @ $4.33 | EDGAR |
| 2024-12-27 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 2,000,000 @ $4.29 | EDGAR |
| 2024-11-26 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 1,000,000 @ $4.78 | EDGAR |
| 2024-11-25 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 1,000,000 @ $4.64 | EDGAR |
| 2024-11-22 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 1,000,000 @ $4.59 | EDGAR |
| 2024-11-21 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 1,000,000 @ $4.63 | EDGAR |
| 2024-11-20 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 837,273 @ $4.47 | EDGAR |
| 2024-11-19 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 205,900 @ $4.40 | EDGAR |
| 2024-11-18 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 1,000,000 @ $4.37 | EDGAR |
| 2024-09-12 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 95,477 @ $5.29 | EDGAR |
| 2024-09-11 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 473,030 @ $5.30 | EDGAR |
| 2024-09-10 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 750,000 @ $5.26 | EDGAR |
| 2024-09-09 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 100,000 @ $5.22 · Purchase (P): 118,957 @ $5.29 | EDGAR |
| 2024-09-06 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 750,000 @ $5.23 | EDGAR |
| 2024-09-05 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 750,000 @ $5.17 | EDGAR |
| 2024-09-04 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 1,000,000 @ $5.15 · Purchase (P): 500,000 @ $5.21 · Purchase (P): 1,000,000 @ $5.18 | EDGAR |
| 2024-07-29 | 4 | Prospect Floating Rate & Alternative Income Fund, Inc. jointly with John & Daria Barry Foundation | Purchase (P): 2,096,436.06 @ $4.77 · Gift (G): 2,096,436.06 @ $0 · Gift (G): 2,096,436.06 @ $0 | EDGAR |
| 2024-05-15 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 4,099 @ $5.47 | EDGAR |
| 2024-05-14 | 4 | PROSPECT CAPITAL CORP (PSEC) | Purchase (P): 729,819 @ $5.48 · Purchase (P): 69,082 @ $5.48 | EDGAR |
| 2024-04-26 | 4 | Prospect Floating Rate & Alternative Income Fund, Inc. jointly with John & Daria Barry Foundation | Purchase (P): 2,105,263.16 @ $4.75 · Gift (G): 2,105,263.16 @ $0 · Gift (G): 2,105,263.16 @ $0 | EDGAR |
| 2024-02-26 | 4 | Prospect Floating Rate & Alternative Income Fund, Inc. | Gift (G): 2,074,688.80 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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