Mumma Steven R — SEC Form 4 filings
SEC reporting owner CIK 1294797. 6 Form 4 filings on record with FilingPulse; latest filed 2026-06-23.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-01-25 to 2026-06-23. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ADAMAS TRUST, INC. (ADAM) | Director | 6 | — | — | 7 |
Form 4 filings — Mumma Steven R
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-23 | 4 | ADAMAS TRUST, INC. (ADAM) | Grant/award (A): 14,238 (derivative) @ $0 | EDGAR |
| 2025-06-13 | 4 | NEW YORK MORTGAGE TRUST, INC. (NYMT) | Grant/award (A): 18,678 (derivative) @ $0 | EDGAR |
| 2025-01-29 | 4 | NEW YORK MORTGAGE TRUST, INC. (NYMT) | Tax withholding (F): 9,628 @ $6.05 | EDGAR |
| 2024-08-26 | 4 | NEW YORK MORTGAGE TRUST INC (NYMT) | Grant/award (A): 18,462 (derivative) @ $0 | EDGAR |
| 2024-01-29 | 4 | NEW YORK MORTGAGE TRUST INC (NYMT) | Tax withholding (F): 14,289 @ $8.38 | EDGAR |
| 2024-01-25 | 4 | NEW YORK MORTGAGE TRUST INC (NYMT) | Grant/award (A): 102,980 @ $0 · Tax withholding (F): 52,062 @ $8.23 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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