Brazzell Romulus K — SEC Form 4 filings
SEC reporting owner CIK 1298079. 7 Form 4 filings on record with FilingPulse; latest filed 2025-10-24.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-06-03 to 2025-10-24. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 6 filings — 65,623 shares, $130,575 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: sale of 46,748 shares @ $0.83 ($38,801) in KALA BIO, Inc., filed 2025-10-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| KALA BIO, Inc. (KALA) | SEE REMARKS | 7 | — | 6 legs · 65,623 sh · $130,575 | 2 |
Form 4 filings — Brazzell Romulus K
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-10-24 | 4 | KALA BIO, Inc. (KALA) | Sale (S): 46,748 @ $0.83 | EDGAR |
| 2025-06-26 | 4 | KALA BIO, Inc. (KALA) | Sale (S): 5,251 @ $4.01 | EDGAR |
| 2025-06-04 | 4 | KALA BIO, Inc. (KALA) | Sale (S): 3,687 @ $3.74 | EDGAR |
| 2025-01-10 | 4/A | KALA BIO, Inc. (KALA) | Holdings only — no transactions reported | EDGAR |
| 2025-01-07 | 4 | KALA BIO, Inc. (KALA) | Grant/award (A): 10,100 @ $0 · Sale (S): 2,446 @ $7.63 · Grant/award (A): 45,200 (derivative) @ $0 | EDGAR |
| 2024-06-27 | 4 | KALA BIO, Inc. (KALA) | Sale (S): 5,489 @ $4.75 | EDGAR |
| 2024-06-03 | 4 | KALA BIO, Inc. (KALA) | Sale (S): 2,002 @ $6.09 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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