Clough Charles JR — SEC Form 4 filings
SEC reporting owner CIK 1299903. 9 Form 4 filings on record with FilingPulse; latest filed 2026-01-15.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-02-13 to 2026-01-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 11 legs across 9 filings — 224,355 shares, $1,285,063 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 50,000 shares @ $4.94 ($247,000) in Clough Global Opportunities Fund, filed 2024-05-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Clough Global Opportunities Fund (GLO) | — | 5 | 5 legs · 133,800 sh · $707,787 | — | — |
| Clough Global Equity Fund (GLQ) | — | 3 | 4 legs · 90,000 sh · $574,100 | — | — |
| Clough Global Dividend & Income Fund (GLV) | — | 1 | 2 legs · 555 sh · $3,176 | — | — |
Form 4 filings — Clough Charles JR
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-15 | 4 | Clough Global Opportunities Fund (GLO) | Purchase (P): 35,000 @ $6.01 | EDGAR |
| 2025-09-05 | 4 | Clough Global Opportunities Fund (GLO) | Purchase (P): 8,800 @ $5.62 | EDGAR |
| 2024-11-20 | 4 | Clough Global Dividend & Income Fund (GLV) | Purchase (P): 275 @ $5.72 · Purchase (P): 280 @ $5.72 | EDGAR |
| 2024-05-06 | 4 | Clough Global Opportunities Fund (GLO) | Purchase (P): 50,000 @ $4.94 | EDGAR |
| 2024-04-30 | 4 | Clough Global Equity Fund (GLQ) | Purchase (P): 30,000 @ $6.35 · Purchase (P): 20,000 @ $6.37 | EDGAR |
| 2024-03-20 | 4 | Clough Global Equity Fund (GLQ) | Purchase (P): 20,000 @ $6.42 | EDGAR |
| 2024-03-20 | 4 | Clough Global Opportunities Fund (GLO) | Purchase (P): 20,000 @ $5.01 | EDGAR |
| 2024-02-13 | 4 | Clough Global Equity Fund (GLQ) | Purchase (P): 20,000 @ $6.39 | EDGAR |
| 2024-02-13 | 4 | Clough Global Opportunities Fund (GLO) | Purchase (P): 20,000 @ $5.04 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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