HERZFELD THOMAS J — SEC Form 4 filings
SEC reporting owner CIK 1310710. 26 Form 4 filings on record with FilingPulse; latest filed 2026-04-17.
Transaction summary — filings shown
Covers all 26 filings on record, filed 2024-02-02 to 2026-04-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 21 legs across 14 filings — 71,198 shares, $334,773 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: purchase of 3,610 shares @ $16.01 ($57,811) in Herzfeld Credit Income Fund, Inc, filed 2026-04-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Herzfeld Credit Income Fund, Inc (HERZ) | — | 26 | 21 legs · 71,198 sh · $334,773 | — | 12 |
Form 4 filings — HERZFELD THOMAS J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-17 | 4 | Herzfeld Credit Income Fund, Inc (HERZ) | Purchase (P): 3,610 @ $16.01 | EDGAR |
| 2026-03-31 | 4 | Herzfeld Credit Income Fund, Inc (HERZ) | Purchase (P): 2,974 @ $15.50 | EDGAR |
| 2026-03-04 | 4 | Herzfeld Credit Income Fund, Inc (HERZ) | Purchase (P): 3,760 @ $15.32 · Purchase (P): 1,276 @ $15.81 | EDGAR |
| 2026-01-14 | 4/A | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 313,441 @ $2.58 | EDGAR |
| 2026-01-06 | 4/A | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 313,439 @ $2.58 | EDGAR |
| 2026-01-02 | 4 | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 313,444 @ $2.58 | EDGAR |
| 2025-10-23 | 4 | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 121,238 @ $2.59 | EDGAR |
| 2025-07-02 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 90,313 @ $2.46 | EDGAR |
| 2025-04-09 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 1,706 @ $2.40 | EDGAR |
| 2025-04-03 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 781 @ $2.65 | EDGAR |
| 2025-04-01 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 394 @ $2.61 · Purchase (P): 470 @ $2.59 | EDGAR |
| 2025-03-26 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 1,674 @ $2.70 · Purchase (P): 2,150 @ $2.70 | EDGAR |
| 2025-03-18 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 987 @ $2.64 | EDGAR |
| 2025-03-17 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 7,297 @ $2.65 · Purchase (P): 1,252 @ $2.61 | EDGAR |
| 2025-03-14 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 7,297 @ $2.65 · Purchase (P): 1,252 @ $2.61 | EDGAR |
| 2025-03-12 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 1,625 @ $2.57 · Purchase (P): 877 @ $2.59 | EDGAR |
| 2025-03-11 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 1,067 @ $2.59 | EDGAR |
| 2025-03-10 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 3,563 @ $2.59 | EDGAR |
| 2025-03-06 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 16,420 @ $2.47 · Purchase (P): 10,766 @ $2.56 | EDGAR |
| 2024-11-21 | 4/A | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Disposition to issuer (D): 112,588 @ $3.23 | EDGAR |
| 2024-11-19 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Disposition to issuer (D): 112,420 @ $3.23 | EDGAR |
| 2024-07-17 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 72,500 @ $2.33 | EDGAR |
| 2024-05-14 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 61,542 @ $2.41 | EDGAR |
| 2024-03-26 | 4/A | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Disposition to issuer (D): 229,498 @ $3.38 | EDGAR |
| 2024-03-21 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Disposition to issuer (D): 229,068 @ $3.38 | EDGAR |
| 2024-02-02 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 65,791 @ $2.63 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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