Yates Lloyd M — SEC Form 4 filings
SEC reporting owner CIK 1311411. 22 Form 4 filings on record with FilingPulse; latest filed 2026-08-18.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-01-26 to 2026-08-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 48,032 shares, $3,685,690 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 34.
- Largest priced transaction: sale of 12,000 shares @ $175.65 ($2,107,800) in MARSH & MCLENNAN COMPANIES, INC., filed 2026-07-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| MARSH & MCLENNAN COMPANIES, INC. (MRSH) | Director | 15 | — | 1 leg · 12,000 sh · $2,107,800 | 25 |
| NISOURCE INC. (NI) | Director and President & CEO, Director | 7 | — | 2 legs · 36,032 sh · $1,577,890 | 9 |
Form 4 filings — Yates Lloyd M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-18 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MRSH) | Other (J): 64.85 (derivative) @ $189.15 · Grant/award (A): 223.73 (derivative) @ $188.44 | EDGAR |
| 2026-07-24 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MRSH) | Sale (S): 12,000 @ $175.65 | EDGAR |
| 2026-06-03 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MRSH) | Grant/award (A): 1,349.82 (derivative) @ $159.28 | EDGAR |
| 2026-05-26 | 4 | NISOURCE INC. (NI) | Sale (S): 19,905 @ $47.73 | EDGAR |
| 2026-05-18 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MRSH) | Grant/award (A): 225.72 (derivative) @ $160.60 · Other (J): 60.27 (derivative) @ $160.60 | EDGAR |
| 2026-03-03 | 4 | NISOURCE INC. (NI) | Grant/award (A): 275,962 @ $47.30 · Tax withholding (F): 117,285 @ $47.30 · Tax withholding (F): 15,433 @ $47.30 | EDGAR |
| 2026-02-18 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MRSH) | Other (J): 54.59 (derivative) @ $172.98 · Grant/award (A): 208.92 (derivative) @ $173.51 | EDGAR |
| 2026-01-23 | 4 | NISOURCE INC. (NI) | Grant/award (A): 43,658 @ $43.52 | EDGAR |
| 2025-11-18 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MMC) | Other (J): 50.26 (derivative) @ $183.44 · Grant/award (A): 197.78 (derivative) @ $183.28 | EDGAR |
| 2025-08-18 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MMC) | Grant/award (A): 174.23 (derivative) @ $208.06 · Other (J): 43.37 (derivative) @ $208.06 | EDGAR |
| 2025-06-03 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MMC) | Grant/award (A): 929.65 (derivative) @ $231.27 | EDGAR |
| 2025-05-19 | 4 | NISOURCE INC. (NI) | Sale (S): 16,127 @ $38.93 | EDGAR |
| 2025-05-15 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MMC) | Grant/award (A): 180.01 (derivative) @ $222.22 · Other (J): 32.58 (derivative) @ $222.22 | EDGAR |
| 2025-03-04 | 4 | NISOURCE INC. (NI) | Grant/award (A): 233,689 @ $40.81 · Tax withholding (F): 96,164 @ $40.81 · Tax withholding (F): 12,653 @ $40.81 | EDGAR |
| 2025-02-19 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MMC) | Other (J): 30.72 (derivative) @ $230.28 · Grant/award (A): 173.69 (derivative) @ $230.29 | EDGAR |
| 2025-01-24 | 4 | NISOURCE INC. (NI) | Grant/award (A): 47,872 @ $37.60 | EDGAR |
| 2024-11-19 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MMC) | Grant/award (A): 178.88 (derivative) @ $223.62 · Other (J): 30.87 (derivative) @ $223.62 | EDGAR |
| 2024-08-19 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MMC) | Grant/award (A): 182.44 (derivative) @ $219.25 · Other (J): 30.69 (derivative) @ $219.25 | EDGAR |
| 2024-06-04 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MMC) | Grant/award (A): 970.61 (derivative) @ $206.06 | EDGAR |
| 2024-05-17 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MMC) | Grant/award (A): 195.17 (derivative) @ $204.95 · Other (J): 24.48 (derivative) @ $204.95 | EDGAR |
| 2024-02-20 | 4 | MARSH & MCLENNAN COMPANIES, INC. (MMC) | Grant/award (A): 203.14 (derivative) @ $196.91 · Other (J): 24.66 (derivative) @ $196.91 | EDGAR |
| 2024-01-26 | 4 | NISOURCE INC. (NI) | Grant/award (A): 62,598 @ $25.56 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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