Serwin Bradley K — SEC Form 4 filings
SEC reporting owner CIK 1314040. 16 Form 4 filings on record with FilingPulse; latest filed 2025-11-25.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-03-19 to 2025-11-25. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 9 legs across 4 filings — 221,282 shares, $2,108,453 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 40.
- Largest priced transaction: sale of 123,822 shares @ $9.07 ($1,123,375) in Compass, Inc., filed 2025-02-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Compass, Inc. (COMP) | General Counsel | 16 | — | 9 legs · 221,282 sh · $2,108,453 | 40 |
Form 4 filings — Serwin Bradley K
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-11-25 | 4 | Compass, Inc. (COMP) | Sale (S): 13,969 @ $10 · Sale (S): 20,952 @ $10.50 · Sale (S): 20,953 @ $11 | EDGAR |
| 2025-11-13 | 4 | Compass, Inc. (COMP) | Sale (S): 903 @ $9 · Sale (S): 904 @ $9.50 | EDGAR |
| 2025-10-06 | 4 | Compass, Inc. (COMP) | Option exercise (M): 87,832 @ $0 · Tax withholding (F): 44,604 @ $7.83 · Option exercise (M): 14,758 (derivative) @ $0 · Option exercise (M): 27,482 (derivative) @ $0 · Option exercise (M): 33,786 (derivative) @ $0 · Option exercise (M): 11,806 (derivative) @ $0 | EDGAR |
| 2025-09-05 | 4 | Compass, Inc. (COMP) | Option exercise (M): 42,553 @ $0 · Tax withholding (F): 21,609 @ $9.35 · Option exercise (M): 42,553 (derivative) @ $0 | EDGAR |
| 2025-08-26 | 4 | Compass, Inc. (COMP) | Sale (S): 13,064 @ $9 · Sale (S): 13,065 @ $9.50 | EDGAR |
| 2025-07-08 | 4 | Compass, Inc. (COMP) | Option exercise (M): 87,831 @ $0 · Tax withholding (F): 44,603 @ $6.42 · Option exercise (M): 14,757 (derivative) @ $0 · Option exercise (M): 33,786 (derivative) @ $0 · Option exercise (M): 27,482 (derivative) @ $0 · Option exercise (M): 11,806 (derivative) @ $0 | EDGAR |
| 2025-05-13 | 4 | Compass, Inc. (COMP) | Grant/award (A): 219,859 (derivative) @ $0 · Grant/award (A): 135,146 (derivative) @ $0 | EDGAR |
| 2025-04-04 | 4 | Compass, Inc. (COMP) | Option exercise (M): 27,483 @ $0 · Tax withholding (F): 13,956 @ $8.43 · Option exercise (M): 27,483 (derivative) @ $0 | EDGAR |
| 2025-03-25 | 4 | Compass, Inc. (COMP) | Grant/award (A): 85,106 (derivative) @ $0 · Grant/award (A): 188,902 (derivative) @ $0 · Grant/award (A): 109,929 (derivative) @ $0 · Grant/award (A): 135,146 (derivative) @ $0 | EDGAR |
| 2025-03-19 | 4 | Compass, Inc. (COMP) | Grant/award (A): 59,031 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | Compass, Inc. (COMP) | Sale (S): 123,822 @ $9.07 · Sale (S): 13,650 @ $10 | EDGAR |
| 2025-01-08 | 4 | Compass, Inc. (COMP) | Option exercise (M): 27,482 @ $0 · Tax withholding (F): 15,412 @ $5.83 · Option exercise (M): 27,482 (derivative) @ $0 | EDGAR |
| 2024-10-04 | 4 | Compass, Inc. (COMP) | Option exercise (M): 27,482 @ $0 · Tax withholding (F): 13,928 @ $6.09 · Option exercise (M): 27,482 (derivative) @ $0 | EDGAR |
| 2024-07-05 | 4 | Compass, Inc. (COMP) | Option exercise (M): 27,482 @ $0 · Tax withholding (F): 13,928 @ $3.51 · Option exercise (M): 27,482 (derivative) @ $0 | EDGAR |
| 2024-04-04 | 4 | Compass, Inc. (COMP) | Option exercise (M): 79,400 @ $0 · Tax withholding (F): 40,242 @ $3.56 · Option exercise (M): 33,787 (derivative) @ $0 · Option exercise (M): 33,787 (derivative) @ $0 · Option exercise (M): 11,826 (derivative) @ $0 | EDGAR |
| 2024-03-19 | 4 | Compass, Inc. (COMP) | Grant/award (A): 109,929 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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