PEARLMAN EMANUEL R — SEC Form 4 filings
SEC reporting owner CIK 1315915. 5 Form 4 filings on record with FilingPulse; latest filed 2025-03-12.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-02-26 to 2025-03-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 2,800 shares, $36,085 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 2,000 shares, $87,360 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
- Largest priced transaction: sale of 1,000 shares @ $43.71 ($43,710) in DIEBOLD NIXDORF, Inc, filed 2025-03-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| DIEBOLD NIXDORF, Inc (DBD) | Director | 1 | — | 2 legs · 2,000 sh · $87,360 | — |
| MidCap Financial Investment Corp (MFIC) | Director | 3 | 3 legs · 2,800 sh · $36,085 | — | — |
| NETWORK-1 TECHNOLOGIES, INC. (NTIP-NYSE) | Director | 1 | — | — | 1 |
Form 4 filings — PEARLMAN EMANUEL R
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-03-12 | 4 | MidCap Financial Investment Corp (MFIC) | Purchase (P): 800 @ $12.52 | EDGAR |
| 2025-03-11 | 4 | MidCap Financial Investment Corp (MFIC) | Purchase (P): 1,000 @ $13.09 | EDGAR |
| 2025-03-03 | 4 | DIEBOLD NIXDORF, Inc (DBD) | Sale (S): 1,000 @ $43.71 · Sale (S): 1,000 @ $43.65 | EDGAR |
| 2024-08-14 | 4 | MidCap Financial Investment Corp (MFIC) | Purchase (P): 1,000 @ $12.98 | EDGAR |
| 2024-02-26 | 4 | NETWORK-1 TECHNOLOGIES, INC. (NTIP-NYSE) | Grant/award (A): 15,000 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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