Fain Richard D — SEC Form 4 filings
SEC reporting owner CIK 1316987. 13 Form 4 filings on record with FilingPulse; latest filed 2026-05-29.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-12 to 2026-05-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 12 legs across 7 filings — 146,082 shares, $31,139,853 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: sale of 25,000 shares @ $210.02 ($5,250,500) in ROYAL CARIBBEAN CRUISES LTD, filed 2024-11-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROYAL CARIBBEAN CRUISES LTD (RCL) | Director | 13 | — | 12 legs · 146,082 sh · $31,139,853 | 9 |
Form 4 filings — Fain Richard D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-29 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Grant/award (A): 831 @ $0 | EDGAR |
| 2025-12-29 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Gift (G): 17,552 @ $0 | EDGAR |
| 2025-08-08 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Sale (S): 6,985 @ $310.65 · Sale (S): 8,980 @ $311.30 · Sale (S): 35 @ $312.06 | EDGAR |
| 2025-05-29 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Grant/award (A): 870 @ $0 | EDGAR |
| 2025-05-20 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Sale (S): 15,773 @ $252.96 · Sale (S): 3,827 @ $253.66 | EDGAR |
| 2025-02-14 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Sale (S): 17,817 @ $256.64 · Sale (S): 1,683 @ $257.15 | EDGAR |
| 2024-11-01 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Sale (S): 25,000 @ $210.02 · Sale (S): 18,900 @ $206.64 | EDGAR |
| 2024-09-26 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Gift (G): 286,146 @ $0 | EDGAR |
| 2024-08-01 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Sale (S): 19,338 @ $156.25 | EDGAR |
| 2024-06-14 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Sale (S): 19,584 @ $153.96 · Gift (G): 9,034 @ $0 | EDGAR |
| 2024-03-26 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Tax withholding (F): 47,882 @ $135.77 | EDGAR |
| 2024-02-28 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Sale (S): 8,160 @ $123.14 | EDGAR |
| 2024-02-12 | 4 | ROYAL CARIBBEAN CRUISES LTD (RCL) | Gift (G): 6,144 @ $0 · Grant/award (A): 124,330 @ $0 · Grant/award (A): 2,372 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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