Sherman Nicole — SEC Form 4 filings
SEC reporting owner CIK 1322325. 8 Form 4 filings on record with FilingPulse; latest filed 2026-09-17.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-09-18 to 2026-09-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 13 legs across 6 filings — 10,965 shares, $59,358 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
- Largest priced transaction: purchase of 2,450 shares @ $6.11 ($14,969) in RIVERVIEW BANCORP INC, filed 2025-05-22.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RIVERVIEW BANCORP INC (RVSB) | President/CEO, Director | 8 | 13 legs · 10,965 sh · $59,358 | — | 5 |
Form 4 filings — Sherman Nicole
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-17 | 4 | RIVERVIEW BANCORP INC (RVSB) | Purchase (P): 1,765 @ $5.69 | EDGAR |
| 2026-05-08 | 4 | RIVERVIEW BANCORP INC (RVSB) | Purchase (P): 1,800 @ $5.49 | EDGAR |
| 2025-12-10 | 4 | RIVERVIEW BANCORP INC (RVSB) | Purchase (P): 975 @ $5.12 | EDGAR |
| 2025-12-08 | 4 | RIVERVIEW BANCORP INC (RVSB) | Grant/award (A): 8,252 @ $0 · Grant/award (A): 24,757 @ $0 | EDGAR |
| 2025-08-26 | 4 | RIVERVIEW BANCORP INC (RVSB) | Purchase (P): 1,475 @ $5.04 | EDGAR |
| 2025-05-22 | 4 | RIVERVIEW BANCORP INC (RVSB) | Purchase (P): 2,450 @ $6.11 | EDGAR |
| 2025-01-02 | 4 | RIVERVIEW BANCORP INC (RVSB) | Grant/award (A): 5,534 @ $0 · Grant/award (A): 24,902 @ $0 · Grant/award (A): 125,130 @ $0 | EDGAR |
| 2024-09-18 | 4 | RIVERVIEW BANCORP INC (RVSB) | Purchase (P): 600 @ $4.82 · Purchase (P): 100 @ $4.82 · Purchase (P): 55 @ $4.82 · Purchase (P): 545 @ $4.82 · Purchase (P): 600 @ $4.82 · Purchase (P): 200 @ $4.81 · +2 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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