Baker James C — SEC Form 4 filings
SEC reporting owner CIK 1331674. 14 Form 4 filings on record with FilingPulse; latest filed 2026-04-27.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-01-10 to 2026-04-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 14 legs across 14 filings — 347,752 shares, $4,259,859 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 50,000 shares @ $8.84 ($441,800) in Kayne Anderson Energy Infrastructure Fund, Inc., filed 2024-01-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | President, Director | 13 | 13 legs · 340,000 sh · $4,130,938 | — | 2 |
| Kayne Anderson BDC, Inc. | Chief Executive Officer | 1 | 1 leg · 7,752 sh · $128,922 | — | — |
Form 4 filings — Baker James C
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-27 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 25,000 @ $13.57 | EDGAR |
| 2026-04-08 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Other (J): 16,979 @ $14.21 · Purchase (P): 25,000 @ $13.67 | EDGAR |
| 2026-03-27 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 25,000 @ $14.38 | EDGAR |
| 2026-03-23 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 25,000 @ $13.99 | EDGAR |
| 2025-11-24 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 25,000 @ $11.74 | EDGAR |
| 2025-11-19 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 25,000 @ $11.81 | EDGAR |
| 2025-08-20 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 25,000 @ $12.20 | EDGAR |
| 2025-07-21 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 25,000 @ $12.31 | EDGAR |
| 2025-06-27 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 25,000 @ $12.59 | EDGAR |
| 2025-04-07 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Other (J): 15,101 @ $12.85 · Purchase (P): 25,000 @ $11.41 | EDGAR |
| 2025-03-12 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 20,000 @ $12.27 | EDGAR |
| 2025-03-03 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 20,000 @ $12.60 | EDGAR |
| 2024-04-16 | 4 | Kayne Anderson BDC, Inc. | Purchase (P): 7,752.38 @ $16.63 | EDGAR |
| 2024-01-10 | 4 | Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) | Purchase (P): 50,000 @ $8.84 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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