Gannon Francis D. — SEC Form 4 filings
SEC reporting owner CIK 1333932. 4 Form 4 filings on record with FilingPulse; latest filed 2025-12-18.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-03-22 to 2025-12-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 5 legs across 3 filings — 9,186 shares, $108,417 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 7,214 shares, $85,991 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 7,214 shares @ $11.92 ($85,991) in ROYCE GLOBAL TRUST, INC., filed 2025-06-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROYCE GLOBAL TRUST, INC. (RGT) | Vice President | 1 | — | 1 leg · 7,214 sh · $85,991 | — |
| ROYCE SMALL-CAP TRUST, INC. (RVT) | Vice President | 2 | 3 legs · 4,186 sh · $62,092 | — | — |
| ROYCE MICRO-CAP TRUST, INC. (RMT) | Vice President | 1 | 2 legs · 5,000 sh · $46,325 | — | — |
Form 4 filings — Gannon Francis D.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-18 | 4 | ROYCE SMALL-CAP TRUST, INC. (RVT) | Purchase (P): 186 @ $15.87 | EDGAR |
| 2025-06-30 | 4 | ROYCE GLOBAL TRUST, INC. (RGT) | Sale (S): 7,214 @ $11.92 | EDGAR |
| 2024-03-22 | 4 | ROYCE VALUE TRUST, INC. (RVT) | Purchase (P): 2,000 @ $14.81 · Purchase (P): 2,000 @ $14.76 | EDGAR |
| 2024-03-22 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Purchase (P): 2,500 @ $9.28 · Purchase (P): 2,500 @ $9.25 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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