Schmidt Stephen J — SEC Form 4 filings
SEC reporting owner CIK 1336617. 13 Form 4 filings on record with FilingPulse; latest filed 2025-02-12.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-11-08 to 2025-02-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 177 legs across 13 filings — 100,000 shares, $1,473,585 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 36.
- Largest priced transaction: sale of 14,928 shares @ $13.80 ($205,942) in Waterstone Financial, Inc., filed 2025-02-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Waterstone Financial, Inc. (WSBF) | Director | 13 | — | 177 legs · 100,000 sh · $1,473,585 | 36 |
Form 4 filings — Schmidt Stephen J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-12 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 6,211 @ $12.75 · Sale (S): 6,211 @ $13.79 · Option exercise (M) @ $0 | EDGAR |
| 2025-02-06 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 2,195 @ $12.75 · Sale (S): 2,195 @ $13.76 · Option exercise (M): 10,885 @ $12.75 · Sale (S): 10,885 @ $13.76 · Option exercise (M): 3,097 @ $12.75 · Sale (S): 3,097 @ $13.75 · +3 more | EDGAR |
| 2025-02-03 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 12,291 @ $12.75 · Sale (S): 12,291 @ $13.94 · Option exercise (M): 14,928 @ $12.75 · Sale (S): 14,928 @ $13.80 · Option exercise (M): 12,291 (derivative) @ $0 · Option exercise (M): 14,928 (derivative) @ $0 | EDGAR |
| 2024-12-12 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 478 @ $12.75 · Sale (S): 181 @ $15.10 · Sale (S): 8 @ $15.11 · Sale (S): 101 @ $15.12 · Sale (S): 100 @ $15.12 · Sale (S): 65 @ $15.15 · +2 more | EDGAR |
| 2024-11-29 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 259 @ $12.75 · Sale (S): 4 @ $15.25 · Sale (S): 134 @ $15.28 · Sale (S): 121 @ $15.29 · Option exercise (M): 259 (derivative) @ $0 | EDGAR |
| 2024-11-27 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 2,194 @ $12.75 · Sale (S): 939 @ $15.75 · Sale (S): 540 @ $15.76 · Sale (S): 101 @ $15.77 · Sale (S): 2 @ $15.78 · Sale (S): 7 @ $15.82 · +5 more | EDGAR |
| 2024-11-25 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 7,280 @ $12.75 · Sale (S): 1,370 @ $15.25 · Sale (S): 549 @ $15.26 · Sale (S): 124 @ $15.27 · Sale (S): 514 @ $15.28 · Sale (S): 29 @ $15.29 · +18 more | EDGAR |
| 2024-11-22 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 437 @ $12.75 · Sale (S): 437 @ $15.25 · Option exercise (M): 10,000 @ $12.75 · Sale (S): 862 @ $15.25 · Sale (S): 215 @ $15.26 · Sale (S): 1,252 @ $15.26 · +22 more | EDGAR |
| 2024-11-14 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 2,687 @ $12.75 · Sale (S): 753 @ $15.75 · Sale (S): 167 @ $15.76 · Sale (S): 429 @ $15.77 · Sale (S): 140 @ $15.78 · Sale (S): 4 @ $15.79 · +22 more | EDGAR |
| 2024-11-12 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 3,064 @ $12.75 · Sale (S): 944 @ $15.75 · Sale (S): 100 @ $15.76 · Sale (S): 199 @ $15.76 · Sale (S): 396 @ $15.78 · Sale (S): 510 @ $15.78 · +15 more | EDGAR |
| 2024-11-12 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 10,880 @ $12.75 · Sale (S): 2,744 @ $15.75 · Sale (S): 198 @ $15.76 · Sale (S): 2,662 @ $15.76 · Sale (S): 129 @ $15.77 · Sale (S): 445 @ $15.77 · +17 more | EDGAR |
| 2024-11-08 | 4 | Waterstone Financial, Inc. (WSBF) | Option exercise (M): 9,190 @ $12.75 · Sale (S): 205 @ $15.75 · Sale (S): 21 @ $15.76 · Sale (S): 893 @ $15.80 · Sale (S): 1 @ $15.80 · Sale (S): 75 @ $15.81 · +25 more | EDGAR |
| 2024-11-08 | 4 | Waterstone Financial, Inc. (WSBF) | Sale (S): 133 @ $15.99 · Sale (S): 105 @ $16 · Sale (S): 100 @ $16.00 · Sale (S): 23 @ $16.01 · Sale (S): 1 @ $16.02 · Sale (S): 1,293 @ $16.02 · +10 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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