Smith David S — SEC Form 4 filings
SEC reporting owner CIK 1339257. 4 Form 4 filings on record with FilingPulse; latest filed 2024-06-12.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-04-03 to 2024-06-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AstroNova, Inc. (ALOT) | Chief Financial Officer | 4 | — | — | 15 |
Form 4 filings — Smith David S
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-06-12 | 4 | AstroNova, Inc. (ALOT) | Grant/award (A): 4,801 (derivative) @ $0 | EDGAR |
| 2024-04-19 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 671 @ $0 · Tax withholding (F): 252 @ $16.68 · Option exercise (M): 1,772 @ $0 · Tax withholding (F): 664 @ $16.87 · Option exercise (M): 671 (derivative) @ $0 · Option exercise (M): 1,772 (derivative) @ $0 | EDGAR |
| 2024-04-09 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 1,954 @ $0 · Option exercise (M): 2,704 @ $0 · Tax withholding (F): 2,034 @ $17.77 · Option exercise (M): 1,954 (derivative) @ $0 · Option exercise (M): 2,704 (derivative) @ $0 | EDGAR |
| 2024-04-03 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 2,111 @ $0 · Tax withholding (F): 922 @ $17.85 · Option exercise (M): 2,111 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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