Cummings Karen — SEC Form 4 filings
SEC reporting owner CIK 1342356. 8 Form 4 filings on record with FilingPulse; latest filed 2025-07-01.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-01-31 to 2025-07-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Upland Software, Inc. (UPLD) | President and COO | 8 | — | — | 8 |
Form 4 filings — Cummings Karen
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-07-01 | 4 | Upland Software, Inc. (UPLD) | Tax withholding (F): 40,993 @ $1.95 | EDGAR |
| 2025-06-17 | 4 | Upland Software, Inc. (UPLD) | Tax withholding (F): 11,479 @ $1.84 | EDGAR |
| 2025-03-17 | 4 | Upland Software, Inc. (UPLD) | Tax withholding (F): 8,648 @ $3.10 | EDGAR |
| 2024-12-17 | 4 | Upland Software, Inc. (UPLD) | Tax withholding (F): 7,812 @ $4.51 | EDGAR |
| 2024-09-17 | 4 | Upland Software, Inc. (UPLD) | Tax withholding (F): 7,815 @ $2.24 | EDGAR |
| 2024-06-17 | 4 | Upland Software, Inc. (UPLD) | Tax withholding (F): 7,815 @ $2.63 | EDGAR |
| 2024-03-19 | 4 | Upland Software, Inc. (UPLD) | Tax withholding (F): 9,515 @ $4.21 | EDGAR |
| 2024-01-31 | 4 | Upland Software, Inc. (UPLD) | Grant/award (A): 150,000 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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