Mulia Salvatore Francis — SEC Form 4 filings
SEC reporting owner CIK 1346166. 12 Form 4 filings on record with FilingPulse; latest filed 2024-09-20.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-01-22 to 2024-09-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 500 shares, $5,860 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 8 legs across 8 filings — 6,000 shares, $73,569 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 4.
- Largest priced transaction: sale of 750 shares @ $14.33 ($10,748) in NewtekOne, Inc., filed 2024-07-22.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NewtekOne, Inc. (NEWT) | Director | 12 | 1 leg · 500 sh · $5,860 | 8 legs · 6,000 sh · $73,569 | 4 |
Form 4 filings — Mulia Salvatore Francis
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-09-20 | 4 | NewtekOne, Inc. (NEWT) | Purchase (P): 500 @ $11.72 | EDGAR |
| 2024-08-21 | 4 | NewtekOne, Inc. (NEWT) | Sale (S): 750 @ $12.51 | EDGAR |
| 2024-08-16 | 4 | NewtekOne, Inc. (NEWT) | Gift (G): 100 @ $12.17 · Gift (G): 100 @ $12.17 | EDGAR |
| 2024-07-22 | 4 | NewtekOne, Inc. (NEWT) | Sale (S): 750 @ $14.33 | EDGAR |
| 2024-06-24 | 4 | NewtekOne, Inc. (NEWT) | Sale (S): 750 @ $12.47 | EDGAR |
| 2024-06-18 | 4 | NewtekOne, Inc. (NEWT) | Grant/award (A): 1,932 @ $12.94 | EDGAR |
| 2024-05-21 | 4 | NewtekOne, Inc. (NEWT) | Sale (S): 750 @ $13.16 | EDGAR |
| 2024-04-23 | 4 | NewtekOne, Inc. (NEWT) | Sale (S): 750 @ $10.87 | EDGAR |
| 2024-03-22 | 4 | NewtekOne, Inc. (NEWT) | Sale (S): 750 @ $10.71 | EDGAR |
| 2024-02-21 | 4 | NewtekOne, Inc. (NEWT) | Sale (S): 750 @ $11.48 | EDGAR |
| 2024-01-30 | 4 | NewtekOne, Inc. (NEWT) | Gift (G): 4,000 @ $13.16 | EDGAR |
| 2024-01-22 | 4 | NewtekOne, Inc. (NEWT) | Sale (S): 750 @ $12.56 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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