Hart Daniel R — SEC Form 4 filings
SEC reporting owner CIK 1346342. 8 Form 4 filings on record with FilingPulse; latest filed 2025-02-07.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-01-11 to 2025-02-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 28,047 shares, $314,542 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 33.
- Largest priced transaction: sale of 20,845 shares @ $12.22 ($254,726) in Avid Bioservices, Inc., filed 2024-12-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Avid Bioservices, Inc. (CDMO) | Chief Financial Officer | 8 | — | 4 legs · 28,047 sh · $314,542 | 33 |
Form 4 filings — Hart Daniel R
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-07 | 4 | Avid Bioservices, Inc. (CDMO) | Disposition to issuer (D): 112,735 · Disposition to issuer (D): 104,000 (derivative) · Disposition to issuer (D): 54,760 (derivative) · Disposition to issuer (D): 71,120 (derivative) · Disposition to issuer (D): 30,635 (derivative) · Disposition to issuer (D): 92,461 (derivative) · +2 more | EDGAR |
| 2025-01-02 | 4 | Avid Bioservices, Inc. (CDMO) | Other (J): 1,755 @ $6.05 | EDGAR |
| 2024-12-27 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 4,279 · Option exercise (M): 45,328 · Sale (S): 1,968 @ $12.22 · Sale (S): 20,845 @ $12.22 · Disposition to issuer (D): 4,279 (derivative) @ $0 · Disposition to issuer (D): 11,208 (derivative) @ $0 · +5 more | EDGAR |
| 2024-07-11 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 136,905 (derivative) @ $0 · Option exercise (M): 68,452 (derivative) @ $0 | EDGAR |
| 2024-07-02 | 4 | Avid Bioservices, Inc. (CDMO) | Other (J): 1,965 @ $5.41 | EDGAR |
| 2024-05-02 | 4 | Avid Bioservices, Inc. (CDMO) | Sale (S): 2,826 @ $7.40 | EDGAR |
| 2024-04-11 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 1,520 · Option exercise (M): 2,102 · Option exercise (M): 2,120 · Option exercise (M): 1,520 (derivative) @ $0 · Option exercise (M): 2,102 (derivative) @ $0 · Option exercise (M): 2,120 (derivative) @ $0 | EDGAR |
| 2024-01-11 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 1,520 · Option exercise (M): 2,101 · Option exercise (M): 2,119 · Sale (S): 2,408 @ $6.17 · Option exercise (M): 1,520 (derivative) @ $0 · Option exercise (M): 2,101 (derivative) @ $0 · +1 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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