Oberbeck Christian L — SEC Form 4 filings
SEC reporting owner CIK 1349483. 13 Form 4 filings on record with FilingPulse; latest filed 2026-09-10.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-08-14 to 2026-09-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SARATOGA INVESTMENT CORP. (SAR) | CEO and Director, Director | 13 | — | — | 19 |
Form 4 filings — Oberbeck Christian L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-10 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Other (J): 290 @ $0 | EDGAR |
| 2026-08-19 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Other (J): 280 @ $0 | EDGAR |
| 2026-07-23 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Other (J): 2,560 @ $0 | EDGAR |
| 2026-01-30 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Gift (G): 1,000 @ $0 | EDGAR |
| 2025-12-22 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Gift (G): 1,000 @ $0 | EDGAR |
| 2025-12-11 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Gift (G): 5,200 @ $0 · Gift (G): 7,800 @ $0 · Gift (G): 7,800 @ $0 | EDGAR |
| 2025-09-25 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Other (J): 606 @ $0 | EDGAR |
| 2025-08-01 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Other (J): 2,252 @ $0 | EDGAR |
| 2025-07-30 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Other (J): 28,261 @ $0 · Other (J): 48 @ $0 | EDGAR |
| 2024-12-03 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Gift (G): 5,120 @ $0 · Gift (G): 7,680 @ $0 · Gift (G): 7,680 @ $0 | EDGAR |
| 2024-11-06 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Other (J): 430 @ $0 | EDGAR |
| 2024-10-08 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Other (J): 248 @ $0 | EDGAR |
| 2024-08-14 | 4 | SARATOGA INVESTMENT CORP. (SAR) | Other (J): 27,256 @ $0 · Other (J): 635 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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