AUERBACH ALAN H — SEC Form 4 filings
SEC reporting owner CIK 1358285. 10 Form 4 filings on record with FilingPulse; latest filed 2026-07-08.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-02-14 to 2026-07-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 8 legs across 6 filings — 200,826 shares, $985,142 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: sale of 44,058 shares @ $8.26 ($364,051) in PUMA BIOTECHNOLOGY, INC., filed 2026-07-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PUMA BIOTECHNOLOGY, INC. (PBYI) | President and CEO, Director, 10% owner | 10 | — | 8 legs · 200,826 sh · $985,142 | 8 |
Form 4 filings — AUERBACH ALAN H
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-08 | 4 | PUMA BIOTECHNOLOGY, INC. (PBYI) | Sale (S): 44,058 @ $8.26 | EDGAR |
| 2026-02-20 | 4 | PUMA BIOTECHNOLOGY, INC. (PBYI) | Grant/award (A): 159,778 @ $0 · Grant/award (A): 227,474 (derivative) @ $0 | EDGAR |
| 2026-01-08 | 4 | PUMA BIOTECHNOLOGY, INC. (PBYI) | Sale (S): 16,938 @ $5.84 · Sale (S): 18,012 @ $5.88 | EDGAR |
| 2025-07-10 | 4 | PUMA BIOTECHNOLOGY, INC. (PBYI) | Sale (S): 25,592 @ $3.53 · Sale (S): 21,580 @ $3.54 | EDGAR |
| 2025-02-11 | 4 | PUMA BIOTECHNOLOGY, INC. (PBYI) | Grant/award (A): 198,399 @ $0 · Grant/award (A): 274,622 (derivative) @ $0 | EDGAR |
| 2025-01-03 | 4 | PUMA BIOTECHNOLOGY, INC. (PBYI) | Sale (S): 33,841 @ $3.15 | EDGAR |
| 2024-07-18 | 4 | PUMA BIOTECHNOLOGY, INC. (PBYI) | Sale (S): 21,920 @ $3.70 | EDGAR |
| 2024-07-02 | 4 | PUMA BIOTECHNOLOGY, INC. (PBYI) | Sale (S): 18,885 @ $3.27 | EDGAR |
| 2024-03-19 | 4 | PUMA BIOTECHNOLOGY, INC. (PBYI) | Grant/award (A): 6,577 @ $0 · Grant/award (A): 9,047 (derivative) @ $0 | EDGAR |
| 2024-02-14 | 4 | PUMA BIOTECHNOLOGY, INC. (PBYI) | Grant/award (A): 160,796 @ $0 · Grant/award (A): 222,573 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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