Smith Gregory A — SEC Form 4 filings
SEC reporting owner CIK 1366763. 12 Form 4 filings on record with FilingPulse; latest filed 2026-07-02.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-03-04 to 2026-07-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 600 shares, $56,766 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: purchase of 600 shares @ $94.61 ($56,766) in WINTRUST FINANCIAL CORP, filed 2024-06-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| WINTRUST FINANCIAL CORP (WTFC) | Director | 10 | 1 leg · 600 sh · $56,766 | — | 9 |
| ENVESTNET, INC. (ENV) | Director | 2 | — | — | 3 |
Form 4 filings — Smith Gregory A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-02 | 4 | WINTRUST FINANCIAL CORP (WTFC) | Grant/award (A): 447 @ $138.94 | EDGAR |
| 2026-04-01 | 4 | WINTRUST FINANCIAL CORP (WTFC) | Grant/award (A): 438 @ $139.82 | EDGAR |
| 2026-01-02 | 4 | WINTRUST FINANCIAL CORP (WTFC) | Grant/award (A): 344 @ $132.44 | EDGAR |
| 2025-09-30 | 4 | WINTRUST FINANCIAL CORP (WTFC) | Grant/award (A): 366 @ $123.98 | EDGAR |
| 2025-07-02 | 4 | WINTRUST FINANCIAL CORP (WTFC) | Grant/award (A): 402 @ $112.46 | EDGAR |
| 2025-04-02 | 4 | WINTRUST FINANCIAL CORP (WTFC) | Grant/award (A): 361 @ $124.71 | EDGAR |
| 2025-01-03 | 4 | WINTRUST FINANCIAL CORP (WTFC) | Grant/award (A): 417 @ $108.53 | EDGAR |
| 2024-11-25 | 4 | ENVESTNET, INC. (ENV) | Disposition to issuer (D): 31,166 @ $63.15 · Disposition to issuer (D): 8,038 (derivative) | EDGAR |
| 2024-10-02 | 4 | WINTRUST FINANCIAL CORP (WTFC) | Grant/award (A): 457 @ $98.56 | EDGAR |
| 2024-07-02 | 4 | WINTRUST FINANCIAL CORP (WTFC) | Grant/award (A): 144 @ $104.39 | EDGAR |
| 2024-06-05 | 4 | WINTRUST FINANCIAL CORP (WTFC) | Purchase (P): 600 @ $94.61 | EDGAR |
| 2024-03-04 | 4 | ENVESTNET, INC. (ENV) | Grant/award (A): 4,237 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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