Caci James — SEC Form 4 filings
SEC reporting owner CIK 1367794. 39 Form 4 filings on record with FilingPulse; latest filed 2026-09-15.
Transaction summary — filings shown
Covers all 39 filings on record, filed 2024-03-07 to 2026-09-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 7 legs across 5 filings — 316,215 shares, $4,400,346 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 50.
- Largest priced transaction: sale of 216,000 shares @ $15.21 ($3,285,360) in AvePoint, Inc., filed 2025-09-22.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AvePoint, Inc. (AVPT) | Chief Financial Officer | 39 | — | 7 legs · 316,215 sh · $4,400,346 | 50 |
Form 4 filings — Caci James
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-15 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 6,120 @ $12.66 · Tax withholding (F): 2,517 @ $13.60 | EDGAR |
| 2026-09-09 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 388 @ $13.43 · Tax withholding (F): 1,369 @ $13.43 · Tax withholding (F): 3,957 @ $13.43 | EDGAR |
| 2026-06-16 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 6,120 @ $10.87 · Tax withholding (F): 2,517 @ $10.87 | EDGAR |
| 2026-06-09 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 3,957 @ $10.74 · Tax withholding (F): 1,369 @ $10.74 · Tax withholding (F): 388 @ $10.74 | EDGAR |
| 2026-03-24 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,823 @ $10.30 | EDGAR |
| 2026-03-18 | 4 | AvePoint, Inc. (AVPT) | Grant/award (A): 221,008 @ $0 · Grant/award (A): 73,669 @ $0 | EDGAR |
| 2026-03-17 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 6,120 @ $10.43 · Tax withholding (F): 10,066 @ $10.43 | EDGAR |
| 2026-03-09 | 4 | AvePoint, Inc. (AVPT) | Grant/award (A): 17,775 @ $11.29 · Tax withholding (F): 18,005 @ $11.29 | EDGAR |
| 2025-12-23 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,823 @ $13.94 | EDGAR |
| 2025-12-16 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 6,120 @ $13.89 | EDGAR |
| 2025-12-09 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 3,957 @ $13.40 | EDGAR |
| 2025-09-23 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,823 @ $15.67 | EDGAR |
| 2025-09-22 | 4 | AvePoint, Inc. (AVPT) | Sale (S): 216,000 @ $15.21 | EDGAR |
| 2025-09-16 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 6,120 @ $15.61 | EDGAR |
| 2025-09-09 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 3,957 @ $16.27 | EDGAR |
| 2025-06-24 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,823 @ $17.96 | EDGAR |
| 2025-06-17 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 6,120 @ $18.59 | EDGAR |
| 2025-06-09 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 3,957 @ $18.95 | EDGAR |
| 2025-03-25 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,824 @ $15.05 | EDGAR |
| 2025-03-18 | 4 | AvePoint, Inc. (AVPT) | Grant/award (A): 102,319 @ $14.66 · Grant/award (A): 34,106 @ $14.66 | EDGAR |
| 2025-03-17 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 6,120 @ $13.79 | EDGAR |
| 2025-03-07 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 15,825 @ $15.30 | EDGAR |
| 2025-01-03 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,552 @ $16.51 | EDGAR |
| 2024-12-26 | 4 | AvePoint, Inc. (AVPT) | Grant/award (A): 1,451 @ $17.76 · Tax withholding (F): 571 @ $17.89 · Tax withholding (F): 2,824 @ $17.89 | EDGAR |
| 2024-12-16 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 6,120 @ $18.37 | EDGAR |
| 2024-12-12 | 4 | AvePoint, Inc. (AVPT) | Grant/award (A): 1,452 @ $18.22 · Grant/award (A): 1,451 @ $18.53 · Tax withholding (F): 1,143 @ $18.53 | EDGAR |
| 2024-11-21 | 4 | AvePoint, Inc. (AVPT) | Sale (S): 20,215 @ $17.12 | EDGAR |
| 2024-10-01 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,552 @ $11.77 | EDGAR |
| 2024-09-23 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,824 @ $11.94 | EDGAR |
| 2024-09-16 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 6,120 @ $11.90 | EDGAR |
| 2024-08-21 | 4 | AvePoint, Inc. (AVPT) | Sale (S): 30,000 @ $10.91 | EDGAR |
| 2024-07-01 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,552 @ $10.42 | EDGAR |
| 2024-06-25 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,824 @ $10.05 | EDGAR |
| 2024-06-14 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 6,120 @ $9.03 | EDGAR |
| 2024-05-21 | 4 | AvePoint, Inc. (AVPT) | Sale (S): 20,000 @ $8.96 · Sale (S): 20,000 @ $9.12 | EDGAR |
| 2024-04-01 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 2,552 @ $7.44 | EDGAR |
| 2024-03-22 | 4 | AvePoint, Inc. (AVPT) | Sale (S): 3,061 @ $8 · Sale (S): 6,939 @ $8.00 · Tax withholding (F): 2,824 @ $8.03 | EDGAR |
| 2024-03-14 | 4 | AvePoint, Inc. (AVPT) | Tax withholding (F): 24,478 @ $7.85 | EDGAR |
| 2024-03-07 | 4 | AvePoint, Inc. (AVPT) | Grant/award (A): 160,857 @ $0 · Grant/award (A): 53,618 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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