Thomas William R III — SEC Form 4 filings
SEC reporting owner CIK 1369011. 7 Form 4 filings on record with FilingPulse; latest filed 2026-08-12.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-05-08 to 2026-08-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 14,400 shares, $360,139 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 4,661 shares, $108,569 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
- Largest priced transaction: purchase of 9,400 shares @ $25.87 ($243,139) in CAPITAL SOUTHWEST CORP, filed 2024-06-04.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP (CSWC) | Director | 5 | 2 legs · 14,400 sh · $360,139 | 1 leg · 4,661 sh · $108,569 | 4 |
| ENCORE WIRE CORP (WIRE) | Director | 2 | — | — | 3 |
Form 4 filings — Thomas William R III
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-12 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Grant/award (A): 1,989 @ $0 | EDGAR |
| 2026-06-05 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Sale (S): 4,661 @ $23.29 · Purchase (P): 5,000 @ $23.40 | EDGAR |
| 2025-08-13 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Grant/award (A): 2,193 @ $0 | EDGAR |
| 2024-08-13 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Grant/award (A): 2,090 @ $0 | EDGAR |
| 2024-07-02 | 4 | ENCORE WIRE CORP (WIRE) | Gift (G): 12,350 @ $0 · Disposition to issuer (D): 1,250 @ $290 | EDGAR |
| 2024-06-04 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Gift (G): 8,217 @ $0 · Purchase (P): 9,400 @ $25.87 | EDGAR |
| 2024-05-08 | 4 | ENCORE WIRE CORP (WIRE) | Grant/award (A): 1,250 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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