Upton Richard A — SEC Form 4 filings
SEC reporting owner CIK 1375726. 4 Form 4 filings on record with FilingPulse; latest filed 2024-11-08.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-06-14 to 2024-11-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 10,600 shares, $9,964 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 2,000 shares @ $2.20 ($4,409) in Carmell Corp, filed 2024-06-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Carmell Corp (CTCX) | Director | 4 | 3 legs · 10,600 sh · $9,964 | — | 2 |
Form 4 filings — Upton Richard A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-11-08 | 4 | Carmell Corp (CTCX) | Grant/award (A): 76,878 (derivative) @ $0 | EDGAR |
| 2024-09-16 | 4 | Carmell Corp (CTCX) | Purchase (P): 5,000 @ $0.47 | EDGAR |
| 2024-08-21 | 4 | Carmell Corp (CTCX) | Purchase (P): 3,600 @ $0.89 | EDGAR |
| 2024-06-14 | 4 | Carmell Corp (CTCX) | Purchase (P): 2,000 @ $2.20 · Other (J): 0 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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