Highsmith Carlton L — SEC Form 4 filings
SEC reporting owner CIK 1379848. 8 Form 4 filings on record with FilingPulse; latest filed 2026-05-13.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-03-12 to 2026-05-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 4 filings — 31,500 shares, $512,610 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: sale of 10,000 shares @ $16.21 ($162,100) in KEYCORP /NEW/, filed 2024-08-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| KEYCORP /NEW/ (KEY) | Director | 8 | — | 4 legs · 31,500 sh · $512,610 | 11 |
Form 4 filings — Highsmith Carlton L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-13 | 4 | KEYCORP /NEW/ (KEY) | Option exercise (M): 18,118 · Disposition to issuer (D): 9,059 @ $21.41 · Option exercise (M): 18,118 (derivative) | EDGAR |
| 2025-05-19 | 4 | KEYCORP /NEW/ (KEY) | Grant/award (A): 8,798 (derivative) @ $0 | EDGAR |
| 2025-05-14 | 4 | KEYCORP /NEW/ (KEY) | Option exercise (M): 8,626 · Disposition to issuer (D): 4,312 @ $14.70 · Sale (S): 5,000 @ $16.60 · Option exercise (M): 8,626 (derivative) | EDGAR |
| 2024-11-07 | 4 | KEYCORP /NEW/ (KEY) | Sale (S): 9,000 @ $17.14 | EDGAR |
| 2024-08-20 | 4 | KEYCORP /NEW/ (KEY) | Sale (S): 10,000 @ $16.21 | EDGAR |
| 2024-05-15 | 4 | KEYCORP /NEW/ (KEY) | Option exercise (M): 6,573 · Disposition to issuer (D): 3,287 @ $14.86 · Option exercise (M): 6,573 (derivative) | EDGAR |
| 2024-05-13 | 4 | KEYCORP /NEW/ (KEY) | Grant/award (A): 9,283 (derivative) @ $0 | EDGAR |
| 2024-03-12 | 4 | KEYCORP /NEW/ (KEY) | Sale (S): 7,500 @ $15.10 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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